ARROW FINANCIAL CORP — 13F Holdings & Portfolio
CIK 717538 · latest 13F-HR filed 2026-02-05
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$1.00B
Long-equity book
Holdings
318
Distinct positions
Period
2025-12-31
Filed 2026-02-05
Q/Q Activity
+7 / −8 / ↑41 / ↓46
vs 2025-09-30
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- ISHARES IBONDS 2026 TERM HIGH YIELD AND INC$7.0M +33.1%
- ARROW FINANCIAL CORPORATION$6.2M +11.8%
- ISHARES CORE MSCI DEV MKTS ETF$4.8M +11.8%
- ALPHABET INC CL A$3.4M +24.4%
- ISHARES IBONDS DEC 2034 TM CORP$3.0M +38.8%
Top Trims
- REAL ESTATE SELECT SECTOR SPDR FUND-$9.6M -91.4%
- INVESCO QQQ TRUST SERIES 1-$5.9M -6.4%
- ORACLE CORPORATION-$3.1M -34.6%
- MICROSOFT CORP-$1.9M -10.1%
- VANGUARD MID-CAP ETF-$1.6M -5.6%
New Positions
- ISHARES TR IBONDS DEC 2035$14.7M
- J P MORGAN EXCHANGE TRADED FD EQUITY PREMIUM$11.2M
- TEMA ELECTRIFICATION ETF$10.7M
- AB NEW YORK INTERMEDIATE MUNI ETF$6.3M
- J P MORGAN EXCHANGE TRADED FD NASDAQ EQT PREM$823.8K
Exited Positions
- ISHARES IBONDS 2025 H/Y INC ETF$15.5M
- LENNAR CORP CL A$443.4K
- FISERV INC$279.6K
- ISHARES BARCLAYS 1-3 YEAR TR ETF$267.6K
- ISHARES IBONDS DEC 2025 MUNI ETF$241.3K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | VANGUARD S&P 500 ETF | VOO | 922908363 | $122.5M | 12.22% | 195,389 | SH |
| 2 | INVESCO QQQ TRUST SERIES 1 | QQQ | 46090E103 | $85.3M | 8.51% | 138,910 | SH |
| 3 | ARROW FINANCIAL CORPORATION | AROW | 042744102 | $58.6M | 5.84% | 1,866,403 | SH |
| 4 | ISHARES CORE S&P MID-CAP ETF | IJH | 464287507 | $54.5M | 5.43% | 825,629 | SH |
| 5 | SPDR PORTFOLIO S&P 500 VALUE ETF | SPYV | 78464A508 | $44.4M | 4.43% | 781,598 | SH |
| 6 | ISHARES CORE MSCI DEV MKTS ETF | IDEV | 46435G326 | $44.2M | 4.41% | 536,276 | SH |
| 7 | ISHARES CORE S&P SMALL-CAP ETF | IJR | 464287804 | $42.0M | 4.18% | 349,114 | SH |
| 8 | ISHARES IBONDS 2026 TERM HIGH YIELD AND INC | IBHF | 46436E528 | $27.4M | 2.73% | 1,185,952 | SH |
| 9 | VANGUARD MID-CAP ETF | VO | 922908629 | $25.8M | 2.57% | 88,791 | SH |
| 10 | APPLE INC | AAPL | 037833100 | $17.9M | 1.79% | 65,866 | SH |
| 11 | NVIDIA CORP | NVDA | 67066G104 | $17.9M | 1.78% | 95,939 | SH |
| 12 | ALPHABET INC CL A | GOOGL | 02079K305 | $15.8M | 1.58% | 50,490 | SH |
| 13 | ISHARES IBONDS DEC 2032 TC ETF | IBDX | 46436E312 | $14.9M | 1.49% | 584,990 | SH |
| 14 | MICROSOFT CORP | MSFT | 594918104 | $14.7M | 1.47% | 30,404 | SH |
| 15 | ISHARES IBONDS DEC 2031 TERM CORP | IBDW | 46436E486 | $14.5M | 1.45% | 686,818 | SH |
| 16 | ISHARES TR IBONDS DEC 2035 | IBCA | 46438G372 | $14.4M | 1.44% | 556,647 | SH |
| 17 | ISHARES IBONDS DEC 2030 TERM CORP | IBDV | 46436E726 | $14.4M | 1.44% | 653,234 | SH |
| 18 | ISHARES IBONDS DEC 2033 CORP | IBDY | 46436E130 | $14.2M | 1.41% | 542,077 | SH |
| 19 | ISHARES IBONDS DEC 2028 TERM CORP | IBDT | 46435U515 | $14.2M | 1.41% | 555,904 | SH |
| 20 | ISHARES IBONDS DEC 2026 TERM CORP | IBDR | 46435GAA0 | $13.8M | 1.38% | 570,455 | SH |
| 21 | ISHARES IBONDS DEC 2029 TERM CORP | IBDU | 46436E205 | $13.8M | 1.38% | 590,255 | SH |
| 22 | ISHARES IBONDS DEC 2027 TERM CORP | IBDS | 46435UAA9 | $13.8M | 1.37% | 566,917 | SH |
| 23 | VANGUARD SMALL-CAP ETF | VB | 922908751 | $11.1M | 1.11% | 43,096 | SH |
| 24 | J P MORGAN EXCHANGE TRADED FD EQUITY PREMIUM | JEPI | 46641Q332 | $11.0M | 1.09% | 191,611 | SH |
| 25 | TEMA ELECTRIFICATION ETF | VOLT | 87975E834 | $10.7M | 1.07% | 370,341 | SH |
| 26 | ISHARES IBONDS DEC 2034 TM CORP | IBDZ | 46438G653 | $10.2M | 1.02% | 387,326 | SH |
| 27 | AMAZON.COM INC | AMZN | 023135106 | $8.5M | 0.85% | 36,729 | SH |
| 28 | JP MORGAN CHASE & CO | JPM | 46625H100 | $6.6M | 0.66% | 20,448 | SH |
| 29 | ISHARES CORE U.S. AGGREGATE | AGG | 464287226 | $6.5M | 0.65% | 64,846 | SH |
| 30 | AB NEW YORK INTERMEDIATE MUNI ETF | NYM | 00039J764 | $6.3M | 0.63% | 251,559 | SH |
| 31 | VANGUARD SHORT TERM CORP BOND ETF | VCSH | 92206C409 | $5.5M | 0.55% | 69,488 | SH |
| 32 | AMPHENOL CORP CL A | APH | 032095101 | $5.2M | 0.52% | 38,745 | SH |
| 33 | ORACLE CORPORATION | ORCL | 68389X105 | $5.1M | 0.51% | 26,281 | SH |
| 34 | SPDR S&P 500 ETF TRUST | SPY | 78462F103 | $5.0M | 0.50% | 7,367 | SH |
| 35 | META PLATFORMS INC CL A | META | 30303M102 | $4.8M | 0.48% | 7,264 | SH |
| 36 | ISHARES NEW YORK MUNI BOND ETF | NYF | 464288323 | $4.7M | 0.47% | 88,471 | SH |
| 37 | HOME DEPOT INC | HD | 437076102 | $4.6M | 0.46% | 13,403 | SH |
| 38 | VISA INC CL A | V | 92826C839 | $4.5M | 0.44% | 12,706 | SH |
| 39 | BERKSHIRE HATHAWAY INC-CL B | BRK.B | 084670702 | $4.4M | 0.44% | 8,848 | SH |
| 40 | ISHARES 10-20 YEAR TREASURY BOND ETF | TLH | 464288653 | $4.4M | 0.44% | 43,178 | SH |
| 41 | SALESFORCE INC | CRM | 79466L302 | $4.0M | 0.39% | 14,919 | SH |
| 42 | LILLY ELI & CO | LLY | 532457108 | $3.8M | 0.38% | 3,567 | SH |
| 43 | BLACKROCK INC | BLK | 09290D101 | $3.6M | 0.36% | 3,339 | SH |
| 44 | CISCO SYSTEMS INC | CSCO | 17275R102 | $3.5M | 0.35% | 45,717 | SH |
| 45 | WALMART INC | WMT | 931142103 | $3.5M | 0.35% | 31,390 | SH |
| 46 | CATERPILLAR INC | CAT | 149123101 | $3.4M | 0.34% | 5,975 | SH |
| 47 | BANK OF AMERICA CORP | BAC | 060505104 | $3.4M | 0.33% | 61,071 | SH |
| 48 | ALPHABET INC CL C | GOOG | 02079K107 | $3.3M | 0.33% | 10,586 | SH |
| 49 | JOHNSON & JOHNSON | JNJ | 478160104 | $3.3M | 0.33% | 15,808 | SH |
| 50 | INTERCONTINENTAL EXCHANGE GROUP, INC | ICE | 45866F104 | $3.0M | 0.30% | 18,776 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2025-12-31 | 2026-02-05 | $1.00B | 318 | 0000717538-26-000011 |
| 2025-09-30 | 2025-10-21 | $978.0M | 288 | 0000717538-25-000086 |