ROMAN BUTLER FULLERTON & CO — 13F Holdings & Portfolio
CIK 733444 · latest 13F-HR filed 2026-04-30
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$363.6M
Long-equity book
Holdings
267
Distinct positions
Period
2026-03-31
Filed 2026-04-30
Q/Q Activity
+25 / −22 / ↑80 / ↓86
vs 2025-12-31
Firm Profile & Key People
| Name | Title / Status | Ownership | Type |
|---|
Top Adds (vs prior quarter)
- SCHWAB STRATEGIC TR$1.2M +28.2%
- GE VERNOVA INC$912.5K +46.2%
- SELECT SECTOR SPDR TR$796.3K +366.9%
- CARPENTER TECHNOLOGY CORP$748.2K +49.2%
- POWELL INDS INC$739.4K +54.2%
Top Trims
- ISHARES TR-$2.5M -75.9%
- ISHARES TR-$2.4M -77.4%
- INVESCO QQQ TR-$2.4M -61.8%
- MICROSOFT CORP-$2.3M -16.2%
- ISHARES TR-$1.5M -57.7%
New Positions
- EXELIXIS INC$675.2K
- THE ALGER ETF TRUST$512.1K
- EXPEDIA GROUP INC$504.2K
- SPDR SERIES TRUST$458.9K
- SELECT SECTOR SPDR TR$455.0K
Exited Positions
- VANGUARD INDEX FDS$1.1M
- VANGUARD SCOTTSDALE FDS$1.0M
- SELECT SECTOR SPDR TR$943.4K
- ISHARES TR$856.9K
- ISHARES SILVER TR$543.8K
All Holdings
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | NVIDIA CORPORATION | NVDA | 67066G104 | $20.8M | 5.71% | 114,008 | SH |
| 2 | APPLE INC | AAPL | 037833100 | $15.7M | 4.33% | 60,798 | SH |
| 3 | MICROSOFT CORP | MSFT | 594918104 | $12.1M | 3.34% | 32,412 | SH |
| 4 | AMAZON COM INC | AMZN | 023135106 | $11.5M | 3.16% | 52,018 | SH |
| 5 | ALPHABET INC | GOOG | 02079K107 | $10.6M | 2.91% | 33,611 | SH |
| 6 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $9.2M | 2.52% | 13,582 | SH |
| 7 | WALMART INC | WMT | 931142103 | $8.5M | 2.33% | 66,551 | SH |
| 8 | MASTERCARD INCORPORATED | MA | 57636Q104 | $7.3M | 2.00% | 14,321 | SH |
| 9 | VANGUARD SPECIALIZED FUNDS | VIG | 921908844 | $7.1M | 1.96% | 32,104 | SH |
| 10 | ELI LILLY & CO | LLY | 532457108 | $7.0M | 1.92% | 7,341 | SH |
| 11 | VANGUARD INDEX FDS | VUG | 922908736 | $5.5M | 1.50% | 11,934 | SH |
| 12 | SCHWAB STRATEGIC TR | SCHD | 808524797 | $5.3M | 1.45% | 171,176 | SH |
| 13 | THE CIGNA GROUP | CI | 125523100 | $4.7M | 1.28% | 16,773 | SH |
| 14 | EATON VANCE ENHANCED EQUITY | EOI | 278274105 | $4.3M | 1.19% | 220,865 | SH |
| 15 | BERKSHIRE HATHAWAY INC DEL | BRK.B | 084670702 | $4.3M | 1.19% | 9,053 | SH |
| 16 | PROSHARES TR | NOBL | 74348A467 | $4.3M | 1.19% | 40,043 | SH |
| 17 | CATERPILLAR INC | CAT | 149123101 | $4.1M | 1.14% | 5,363 | SH |
| 18 | FIRST TR EXCHANGE-TRADED FD | FTCS | 33733E104 | $4.0M | 1.10% | 42,430 | SH |
| 19 | JPMORGAN CHASE & CO | JPM | 46625H100 | $3.6M | 0.99% | 11,663 | SH |
| 20 | COSTCO WHOLESALE CORPORATION | COST | 22160K105 | $3.5M | 0.97% | 3,439 | SH |
| 21 | META PLATFORMS INC | META | 30303M102 | $3.5M | 0.97% | 5,741 | SH |
| 22 | PROCTER & GAMBLE CO | PG | 742718109 | $3.2M | 0.87% | 21,819 | SH |
| 23 | HOME DEPOT INC | HD | 437076102 | $3.1M | 0.84% | 9,090 | SH |
| 24 | ALPHABET INC | GOOGL | 02079K305 | $2.9M | 0.80% | 9,178 | SH |
| 25 | INVESCO EXCHANGE TRADED FD T | RSP | 46137V357 | $2.9M | 0.79% | 14,590 | SH |
| 26 | GE VERNOVA INC | GEV | 36828A101 | $2.9M | 0.79% | 3,085 | SH |
| 27 | GE AEROSPACE | GE | 369604301 | $2.8M | 0.78% | 9,251 | SH |
| 28 | ISHARES TR | PFF | 464288687 | $2.8M | 0.78% | 92,586 | SH |
| 29 | RTX CORPORATION | RTX | 75513E101 | $2.8M | 0.76% | 13,611 | SH |
| 30 | JOHNSON & JOHNSON | JNJ | 478160104 | $2.8M | 0.76% | 11,398 | SH |
| 31 | HOWMET AEROSPACE INC | HWM | 443201108 | $2.6M | 0.72% | 10,537 | SH |
| 32 | PARKER-HANNIFIN CORP | PH | 701094104 | $2.6M | 0.71% | 2,682 | SH |
| 33 | STRATEGY SHS | SSUS | 86280R803 | $2.6M | 0.71% | 53,244 | SH |
| 34 | ISHARES TR | IVV | 464287200 | $2.5M | 0.69% | 3,686 | SH |
| 35 | NUVEEN MUN VALUE FD INC | NUV | 670928100 | $2.3M | 0.64% | 251,547 | SH |
| 36 | ORACLE CORP | ORCL | 68389X105 | $2.3M | 0.64% | 16,083 | SH |
| 37 | CARPENTER TECHNOLOGY CORP | CRS | 144285103 | $2.3M | 0.62% | 5,305 | SH |
| 38 | VALERO ENERGY CORP | VLO | 91913Y100 | $2.1M | 0.59% | 8,897 | SH |
| 39 | POWELL INDS INC | POWL | 739128106 | $2.1M | 0.58% | 9,641 | SH |
| 40 | HUNTINGTON INGALLS INDS INC | HII | 446413106 | $2.1M | 0.57% | 5,016 | SH |
| 41 | BROADCOM INC | AVGO | 11135F101 | $2.0M | 0.54% | 5,638 | SH |
| 42 | EATON VANCE TAX-MANAGED GLOB | ETW | 27829C105 | $2.0M | 0.54% | 214,889 | SH |
| 43 | ISHARES TR | IJR | 464287804 | $1.9M | 0.52% | 14,698 | SH |
| 44 | ISHARES TR | IWF | 464287614 | $1.9M | 0.52% | 4,277 | SH |
| 45 | NASDAQ INC | NDAQ | 631103108 | $1.9M | 0.51% | 21,138 | SH |
| 46 | FIDELITY COVINGTON TRUST | FENI | 31609A404 | $1.8M | 0.50% | 46,665 | SH |
| 47 | EATON VANCE ENHANCED EQUITY | EOS | 278277108 | $1.8M | 0.50% | 84,705 | SH |
| 48 | EMERSON ELEC CO | EMR | 291011104 | $1.7M | 0.48% | 12,146 | SH |
| 49 | CONSTELLATION ENERGY CORP | CEG | 21037T109 | $1.7M | 0.47% | 6,019 | SH |
| 50 | INVESCO EXCHANGE TRADED FD T | PSCU | 46137V456 | $1.7M | 0.46% | 24,808 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-03-31 | 2026-04-30 | $363.6M | 267 | 0000733444-26-000004 |
| 2025-12-31 | 2026-01-26 | $381.4M | 264 | 0000733444-26-000002 |