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ROMAN BUTLER FULLERTON & CO — 13F Holdings & Portfolio

CIK 733444 · latest 13F-HR filed 2026-08-06

Backtest portfolio

ROMAN BUTLER FULLERTON & CO manages $419.1M in 13F-reported U.S. long-equity assets across 280 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are NVDA (5.61%), AAPL (4.62%), AMZN (3.08%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 35 new positions and exited 22; 136 existing positions rose in reported value and 52 fell.

AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.

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AUM
$419.1M

Long-equity book

Holdings
280

Distinct positions

Period
2026-06-30

Filed 2026-08-06

Q/Q Activity
+35 / −22 / ↑136 / ↓52

vs 2026-03-31

Portfolio charts

Latest quarter's book, what changed, and how the portfolio has evolved across filings.

Portfolio map

Q2 26
NVDA5.6% · +1%AAPL4.6% · +0%AMZN3.1% · +0%MSFT3.0% · -0%GOOG2.7% · -3%SPY2.6% · +5%LLY2.1% · +2%VIG1.9% · +1%MA1.8% · -0%WMT1.8% · -1%VUG1.5% · +507%CAT1.3% · +11%SCHD1.2% · -7%NOBL1.1% · +99%BRK.B1.0% · -3%EOI1.0% · -1%FTCS1.0% · -0%CI1.0% · -20%JPM0.9% · +0%META0.9% · +1%GE0.9% · +12%RSP0.8% · +12%FYX0.8% · newFYT0.8% · newMTUM0.8% · newPG0.8% · +0%GOOGL0.8% · 0%COST0.8% · -0%HD0.7% · +2%GEV0.7% · -3%FYC0.7% · newFEM0.7% · newJNJ0.7% · +1%SSUS0.7% · +0%ANET0.7% · +39%HWM0.7% · -3%IVV0.7% · -1%PANW0.6% · -1%PFF0.6% · -4%CRS0.6% · -11%VLO0.6% · -2%RTX0.6% · -5%PH0.6% · -4%ILCG0.6% · +42%NUV0.6% · +3%AVGO0.6% · +6%MU0.5% · +173%POWL0.5% · +0%IJR0.5% · +0%ETW0.5% · +4%IWF0.5% · +298%DDOG0.5% · -1%ORCL0.5% · -5%QQQ0.5% · +14%FPEI0.5% · +61%EOS0.5% · +4%FENI0.4% · +0%NDAQ0.4% · -2%DGRO0.4% · +8%AMD0.4% · -5%

Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.

Sector mix

% of 13F value

Sectors from each company's SIC code; funds and ETFs grouped separately.

Biggest buys and sells

Q1 26 → Q2 26

Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.

13F assets and positions

3 quarters

Total reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.

Top positions over time

reported value

The eight largest current positions, valued at each quarter end.

Concentration

top 10 = 29.2%

Cumulative share of the portfolio held in the largest N positions.

Firm Profile & Key People

As of the firm’s regulatory filing dated Aug 19, 2026.

Assets Under Management
$716.1M
Discretionary
$716.1M
Employees
17
Accounts
2,421
Address
680 CRAIG ROAD
SUITE 201
ST. LOUIS, MO 63141
Phone
(314) 997-1652
Website
Name Title / Status Ownership Type
FULLERTON, PAUL, THOMAS ControlPRESIDENT/CHIEF COMPLIANCE OFFICER
since Mar 2026
75% or moreIndividual
KALINOWSKI, ANTHONY, EDWARDINVESTMENT ADVISER REPRESENTATIVE/FORMER PRESIDENT
since Mar 2026
Less than 5%Individual
Ownership & leadership changes · 1 filing with changes since Jan 25, 2012

From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.

Apr 20, 2026 filing
  • ChangedFULLERTON, PAUL, THOMAS · title VICE PRESIDENT/SECRETARY → PRESIDENT/CHIEF COMPLIANCE OFFICER; ownership 5–10% → 75% or more; now a control person
  • ChangedKALINOWSKI, ANTHONY, EDWARD · title PRESIDENT/CHIEF COMPLIANCE OFFICER → INVESTMENT ADVISER REPRESENTATIVE/FORMER PRESIDENT; ownership 75% or more → Less than 5%; no longer a control person
Jan 25, 2012 filing (earliest on record)
  • ListedFULLERTON, PAUL, THOMAS · VICE PRESIDENT/SECRETARY · 5–10%
  • ListedKALINOWSKI, ANTHONY, EDWARD · PRESIDENT/CHIEF COMPLIANCE OFFICER · 75% or more · control person

Quarter-over-quarter changes

Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.

ROMAN BUTLER FULLERTON & CO Holdings (2026-06-30)

Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).

# Issuer Symbol CUSIP Value Weight Shares Type
1 NVIDIA CORPORATION NVDA 67066G104 $23.5M 5.61% 115,482 SH
2 APPLE INC AAPL 037833100 $19.4M 4.62% 61,013 SH
3 AMAZON COM INC AMZN 023135106 $12.9M 3.08% 52,155 SH
4 MICROSOFT CORP MSFT 594918104 $12.6M 3.01% 32,239 SH
5 ALPHABET INC GOOG 02079K107 $11.4M 2.72% 32,483 SH
6 STATE STR SPDR S&P 500 ETF T SPY 78462F103 $10.7M 2.56% 14,310 SH
7 ELI LILLY & CO LLY 532457108 $8.8M 2.11% 7,469 SH
8 VANGUARD SPECIALIZED FUNDS VIG 921908844 $7.8M 1.85% 32,544 SH
9 MASTERCARD INCORPORATED MA 57636Q104 $7.7M 1.83% 14,258 SH
10 WALMART INC WMT 931142103 $7.6M 1.80% 65,868 SH
11 VANGUARD INDEX FDS VUG 922908736 $6.2M 1.49% 72,453 SH
12 CATERPILLAR INC CAT 149123101 $5.5M 1.32% 5,948 SH
13 SCHWAB STRATEGIC TR SCHD 808524797 $5.2M 1.24% 159,895 SH
14 PROSHARES TR NOBL 74348A467 $4.5M 1.08% 79,627 SH
15 BERKSHIRE HATHAWAY INC DEL BRK.B 084670702 $4.4M 1.04% 8,796 SH
16 EATON VANCE ENHANCED EQUITY EOI 278274105 $4.4M 1.04% 218,581 SH
17 FIRST TR EXCHANGE-TRADED FD FTCS 33733E104 $4.1M 0.98% 42,381 SH
18 THE CIGNA GROUP CI 125523100 $4.1M 0.98% 13,455 SH
19 JPMORGAN CHASE & CO JPM 46625H100 $3.9M 0.93% 11,708 SH
20 META PLATFORMS INC META 30303M102 $3.8M 0.91% 5,788 SH
21 GE AEROSPACE GE 369604301 $3.7M 0.87% 10,365 SH
22 INVESCO EXCHANGE TRADED FD T RSP 46137V357 $3.5M 0.83% 16,311 SH
23 FIRST TR EXCHANGE-TRADED ALP FYX 33734Y109 $3.4M 0.81% 24,128 SH
24 FIRST TR EXCHANGE-TRADED ALP FYT 33737M409 $3.4M 0.80% 47,850 SH
25 ISHARES TR MTUM 46432F396 $3.3M 0.80% 10,614 SH
26 PROCTER & GAMBLE CO PG 742718109 $3.2M 0.77% 21,876 SH
27 ALPHABET INC GOOGL 02079K305 $3.2M 0.77% 9,182 SH
28 COSTCO WHOLESALE CORPORATION COST 22160K105 $3.2M 0.76% 3,426 SH
29 HOME DEPOT INC HD 437076102 $3.1M 0.74% 9,259 SH
30 GE VERNOVA INC GEV 36828A101 $3.1M 0.74% 2,979 SH
31 FIRST TR EXCHANGE-TRADED ALP FYC 33737M300 $3.1M 0.73% 25,428 SH
32 FIRST TR EXCH TRD ALPHDX FD FEM 33737J182 $3.0M 0.72% 96,357 SH
33 JOHNSON & JOHNSON JNJ 478160104 $3.0M 0.71% 11,481 SH
34 STRATEGY SHS SSUS 86280R803 $2.9M 0.70% 53,440 SH
35 ARISTA NETWORKS INC ANET 040413205 $2.8M 0.67% 15,618 SH
36 HOWMET AEROSPACE INC HWM 443201108 $2.8M 0.66% 10,186 SH
37 ISHARES TR IVV 464287200 $2.7M 0.65% 3,640 SH
38 PALO ALTO NETWORKS INC PANW 697435105 $2.7M 0.65% 8,227 SH
39 ISHARES TR PFF 464288687 $2.7M 0.64% 88,690 SH
40 CARPENTER TECHNOLOGY CORP CRS 144285103 $2.7M 0.64% 4,740 SH
41 VALERO ENERGY CORP VLO 91913Y100 $2.6M 0.61% 8,674 SH
42 RTX CORPORATION RTX 75513E101 $2.5M 0.60% 12,877 SH
43 PARKER-HANNIFIN CORP PH 701094104 $2.5M 0.59% 2,582 SH
44 ISHARES TR ILCG 464287119 $2.4M 0.57% 20,872 SH
45 NUVEEN MUN VALUE FD INC NUV 670928100 $2.4M 0.56% 258,207 SH
46 BROADCOM INC AVGO 11135F101 $2.3M 0.55% 6,002 SH
47 MICRON TECHNOLOGY INC MU 595112103 $2.2M 0.53% 2,390 SH
48 POWELL INDS INC POWL 739128106 $2.2M 0.52% 9,653 SH
49 ISHARES TR IJR 464287804 $2.1M 0.51% 14,719 SH
50 EATON VANCE TAX-MANAGED GLOB ETW 27829C105 $2.1M 0.51% 222,370 SH
Filing History
Period Filed AUM Holdings Accession
2026-06-30 2026-08-06 $419.1M 280 0000733444-26-000008
2026-03-31 2026-04-30 $363.6M 267 0000733444-26-000004
2025-12-31 2026-01-26 $381.4M 264 0000733444-26-000002
Filer Information
Address
680 CRAIG ROAD
STE 201
ST LOUIS, MO 63141
Phone
(314) 997-1652
Filing Manager
ROMAN BUTLER FULLERTON & CO
ST LOUIS, MO
Signatory
Paul Fullerton
CCO