CENTAURUS FINANCIAL, INC. — 13F Holdings & Portfolio
CIK 891943 · latest 13F-HR filed 2026-08-17
CENTAURUS FINANCIAL, INC. manages $2.59B in 13F-reported U.S. long-equity assets across 1,115 reported positions as of its 2026-06-30 13F-HR filing. Its largest disclosed positions are EGGQ (3.35%), EGGY (2.98%), NVDA (2.53%). Quarter over quarter (versus its 2026-03-31 filing) the fund opened 110 new positions and exited 54; 600 existing positions rose in reported value and 198 fell.
AUM is the long-equity portion reported on Form 13F-HR. Excludes short positions, cash, foreign holdings, and non-13F assets. For informational purposes only — not investment advice.
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AUM
$2.59B
Long-equity book
Holdings
1,115
Distinct positions
Period
2026-06-30
Filed 2026-08-17
Q/Q Activity
+110 / −54 / ↑600 / ↓198
vs 2026-03-31
Portfolio charts
Latest quarter's book, what changed, and how the portfolio has evolved across filings.
Portfolio map
Q2 26EGGQ3.4% · +6%EGGY3.0% · +13%NVDA2.5% · -2%AAPL2.3% · -3%EGGS2.1% · +19%AMZN1.8% · -4%QQQ1.6% · +12%SPY1.6% · -4%AVGO1.4% · -2%QUAL1.3% · +0%NBIS1.2% · -31%TSLA1.1% · +5%XLK1.1% · -1%MSFT1.1% · -0%GOOG1.0% · +2%SPYG0.9% · +1%AMD0.9% · -8%GOOGL0.9% · -2%ACWI0.8% · +0%BALT0.8% · +28%FBND0.8% · -12%META0.8% · +6%RECS0.8% · -1%IJH0.8% · 0%TLT0.7% · +11%ZALT0.7% · +47%MU0.7% · -23%JPM0.6% · +0%BIL0.6% · -38%LLY0.6% · +8%VOO0.6% · +4%NVDY0.5% · -0%SGOV0.5% · +7%XLG0.5% · -2%MTUM0.5% · -23%JAAA0.5% · +1%AVUV0.5% · +1%MA0.5% · +15%ALRM0.5% · -3%WMT0.5% · +3%CLIP0.5% · +310%PVAL0.4% · +1%IDMO0.4% · +1%MGK0.4% · +408%FND0.4% · +5%XLI0.4% · +1%JPST0.4% · -23%TSM0.4% · -1%NFLX0.4% · +1%IWM0.4% · -51%GLD0.4% · -17%VUG0.4% · +508%QQQM0.4% · +0%APP0.4% · -11%SMH0.4% · +4%SPYM0.4% · -9%EFA0.3% · +5%OCTW0.3% · -1%CGGR0.3% · +12%VPL0.3% · +13%
Box size = position value; colour = change in share count vs the prior quarter (green added, red trimmed, blue new). Rows split across managers or share classes are combined. Click a box for the stock.
Sector mix
% of 13F valueSectors from each company's SIC code; funds and ETFs grouped separately.
Biggest buys and sells
Q1 26 → Q2 26Estimated from the change in shares held × the quarter-end price, so price moves alone don't count as buying. New and exited positions are included.
13F assets and positions
4 quartersTotal reported 13F value (bars) and number of positions (line) each quarter. Value changes include market moves.
Top positions over time
reported valueThe eight largest current positions, valued at each quarter end.
Concentration
top 10 = 21%Cumulative share of the portfolio held in the largest N positions.
Firm Profile & Key People
As of the firm’s regulatory filing dated Jul 30, 2026.
Assets Under Management
$9.74B
Discretionary
$3.21B
Employees
571
Accounts
45,336
Address
2300 EAST KATELLA AVE
SUITE 200
ANAHEIM, CA 92806
SUITE 200
ANAHEIM, CA 92806
Phone
(714) 456-1790
This firm reports 6 disclosure items on its registration.
| Name | Title / Status | Ownership | Type |
|---|---|---|---|
| DUHOVIC, JEROME VICTOR Control | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER since Oct 2006 | Less than 5% | Individual |
| DUHOVIC, JEROME VICTOR Control | CHIEF COMPLIANCE OFFICER since Sep 2017 | Less than 5% | Individual |
| FEDERATION OF FINANCIAL SERVICES Control | OWNER since Mar 1993 | 75% or more | Domestic Entity |
| KING, JAMES RONALD SR Control | DIRECTOR/CHAIRMAN OF THE BOARD/CEO since Oct 2007 | Less than 5% | Individual |
| KING, PAUL J Control | DIRECTOR/GENERAL COUNSEL since Jun 2012 | Less than 5% | Individual |
| KING, WESTLEY HAYES Control | DIRECTOR/PRESIDENT since Nov 2007 | Less than 5% | Individual |
| LEJMAN, SHERI J Control | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER since Oct 2014 | Less than 5% | Individual |
| KREMER, STEPHEN MARK | OWNER since Jun 1999 | 5–10% | Individual |
| RUBINO, MICHAEL PETER | OWNER since Jun 1999 | 5–10% | Individual |
| ADAMS, JOHN GLENN Control Indirect owner via FEDERATION OF FINANCIAL SERVICES | TRUSTEE since Jun 2026 | General partner, trustee or manager | Individual |
| DUHOVIC, JEROME VICTOR Control Indirect owner via FEDERATION OF FINANCIAL SERVICES | SHAREHOLDER since Aug 2007 | 25–50% | Individual |
| JAMES R. KING & CHARICE L. KING COMMUNITY PROPERTY TRUST DTD 08/07/2003 Control Indirect owner via FEDERATION OF FINANCIAL SERVICES | SHAREHOLDER since Jun 2026 | 25–50% | Domestic Entity |
| KING FAMILY IRREVOCABLE TRUST UAD 12/04/2020 Control Indirect owner via FEDERATION OF FINANCIAL SERVICES | SHAREHOLDER since Jun 2026 | 25–50% | Domestic Entity |
| KING, CHARICE LEE Control Indirect owner via FEDERATION OF FINANCIAL SERVICES | TRUSTEE since Jun 2026 | General partner, trustee or manager | Individual |
| KING, JAMES RONALD JR. Control Indirect owner via FEDERATION OF FINANCIAL SERVICES | TRUSTEE since Jun 2026 | General partner, trustee or manager | Individual |
| KING, JAMES RONALD SR Control Indirect owner via FEDERATION OF FINANCIAL SERVICES | TRUSTEE since Dec 1995 | General partner, trustee or manager | Individual |
| KING, PAUL Control Indirect owner via FEDERATION OF FINANCIAL SERVICES | TRUSTEE since Jun 2026 | General partner, trustee or manager | Individual |
| KING, WESTLEY HAYES Control Indirect owner via FEDERATION OF FINANCIAL SERVICES | TRUSTEE since Jun 2026 | General partner, trustee or manager | Individual |
Ownership & leadership changes · 9 filings with changes since Mar 30, 2012
From the firm’s regulatory filings, newest first. Dates are filing dates: a filing that no longer lists someone does not say when they left.
Jul 28, 2026 filing
- AddedADAMS, JOHN GLENN · TRUSTEE · General partner, trustee or manager · indirect via FEDERATION OF FINANCIAL SERVICES · control person
- AddedJAMES R. KING & CHARICE L. KING COMMUNITY PROPERTY TRUST DTD 08/07/2003 · SHAREHOLDER · 25–50% · indirect via FEDERATION OF FINANCIAL SERVICES · control person
- AddedKING FAMILY IRREVOCABLE TRUST UAD 12/04/2020 · SHAREHOLDER · 25–50% · indirect via FEDERATION OF FINANCIAL SERVICES · control person
- AddedKING, CHARICE LEE · TRUSTEE · General partner, trustee or manager · indirect via FEDERATION OF FINANCIAL SERVICES · control person
- AddedKING, JAMES RONALD JR. · TRUSTEE · General partner, trustee or manager · indirect via FEDERATION OF FINANCIAL SERVICES · control person
- AddedKING, PAUL · TRUSTEE · General partner, trustee or manager · indirect via FEDERATION OF FINANCIAL SERVICES · control person
- AddedKING, WESTLEY HAYES · TRUSTEE · General partner, trustee or manager · indirect via FEDERATION OF FINANCIAL SERVICES · control person
- ChangedKING, JAMES RONALD SR · indirect via FEDERATION OF FINANCIAL SERVICES: title SHAREHOLDER → TRUSTEE; ownership 50–75% → General partner, trustee or manager
Jul 24, 2025 filing
- No longer listedADAMS, JOHN GLENN · DIRECTOR/SVP · Less than 5% · control person · listed since Jul 2015
- ChangedDUHOVIC, JEROME VICTOR · title CHIEF COMPLIANCE OFFICER / DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER/CHIEF OPERATIONS OFFICER → CHIEF COMPLIANCE OFFICER / DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER
- ChangedKING, WESTLEY HAYES · title DIRECTOR/PRESIDENT/CMO → DIRECTOR/PRESIDENT
- ChangedLEJMAN, SHERI J · title CHIEF FINANCIAL OFFICER/SVP/FINANCIAL AND OPERATIONS PRINCIPAL → CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER
Jul 11, 2018 filing
- No longer listedFUENTES, MARCO ADAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Mar 2016
- ChangedADAMS, JOHN GLENN · title DIRECTOR/SVP/COO → DIRECTOR/SVP
- ChangedDUHOVIC, JEROME VICTOR · title DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER → CHIEF COMPLIANCE OFFICER / DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER/CHIEF OPERATIONS OFFICER
Jan 31, 2017 filing
- ChangedDUHOVIC, JEROME VICTOR · indirect via FEDERATION OF FINANCIAL SERVICES: ownership General partner, trustee or manager → 25–50%
- ChangedKING, JAMES RONALD SR · indirect via FEDERATION OF FINANCIAL SERVICES: ownership 25–50% → 50–75%
Jul 21, 2016 filing
- No longer listedPETERS, ALLEN SCOTT · SVP/FINANCIAL AND OPERATIONS PRINCIPAL · Less than 5% · control person · listed since Oct 2007
- AddedFUENTES, MARCO ADAN · CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ChangedDUHOVIC, JEROME VICTOR · title DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER/CHIEF COMPLIANCE OFFICER → DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER
Dec 16, 2015 filing
- No longer listedLANDEFELD, JENNIFER LEE · SVP/CHIEF COMPLIANCE OFFICER · Less than 5% · control person · listed since Jan 2011
- ChangedDUHOVIC, JEROME VICTOR · title DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER → DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER/CHIEF COMPLIANCE OFFICER
- ChangedLEJMAN, SHERI J · title CHIEF FINANCIAL OFFICER → CHIEF FINANCIAL OFFICER/SVP/FINANCIAL AND OPERATIONS PRINCIPAL
Jul 30, 2015 filing
- AddedADAMS, JOHN GLENN · DIRECTOR/SVP/COO · Less than 5% · control person
- ChangedKING, JAMES RONALD SR · title CHAIRMAN OF THE BOARD/DIRECTOR/CEO → DIRECTOR/CHAIRMAN OF THE BOARD/CEO
- ChangedKING, WESTLEY HAYES · title DIRECTOR/PRESIDENT/COO → DIRECTOR/PRESIDENT/CMO
Oct 29, 2014 filing
- AddedLEJMAN, SHERI J · CHIEF FINANCIAL OFFICER · Less than 5% · control person
Sep 10, 2013 filing
- No longer listedKEILLY, ROBERT ELLIS · SHAREHOLDER · 25–50% · indirect via FEDERATION OF FINANCIAL SERVICES · control person · listed since Dec 1995
- No longer listedKEILLY, ROBERT ELLIS · DIRECTOR/GENERAL COUNSEL · Less than 5% · control person · listed since Mar 1999
- No longer listedKING, CHARICE LEE · SHAREHOLDER · 25–50% · indirect via FEDERATION OF FINANCIAL SERVICES · control person · listed since Mar 1999
- AddedKING, PAUL J · DIRECTOR/GENERAL COUNSEL · Less than 5% · control person
Mar 30, 2012 filing (earliest on record)
- ListedDUHOVIC, JEROME VICTOR · DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER · Less than 5% · control person
- ListedDUHOVIC, JEROME VICTOR · SHAREHOLDER · General partner, trustee or manager · indirect via FEDERATION OF FINANCIAL SERVICES · control person
- ListedFEDERATION OF FINANCIAL SERVICES · OWNER · 75% or more · control person
- ListedKEILLY, ROBERT ELLIS · SHAREHOLDER · 25–50% · indirect via FEDERATION OF FINANCIAL SERVICES · control person
- ListedKEILLY, ROBERT ELLIS · DIRECTOR/GENERAL COUNSEL · Less than 5% · control person
- ListedKING, CHARICE LEE · SHAREHOLDER · 25–50% · indirect via FEDERATION OF FINANCIAL SERVICES · control person
- ListedKING, JAMES RONALD SR · SHAREHOLDER · 25–50% · indirect via FEDERATION OF FINANCIAL SERVICES · control person
- ListedKING, JAMES RONALD SR · CHAIRMAN OF THE BOARD/DIRECTOR/CEO · Less than 5% · control person
- ListedKING, WESTLEY HAYES · DIRECTOR/PRESIDENT/COO · Less than 5% · control person
- ListedKREMER, STEPHEN MARK · OWNER · 5–10%
- ListedLANDEFELD, JENNIFER LEE · SVP/CHIEF COMPLIANCE OFFICER · Less than 5% · control person
- ListedPETERS, ALLEN SCOTT · SVP/FINANCIAL AND OPERATIONS PRINCIPAL · Less than 5% · control person
- ListedRUBINO, MICHAEL PETER · OWNER · 5–10%
Quarter-over-quarter changes
Changes in reported position value vs the prior 13F, so price moves count too, not just shares bought or sold.
Top Adds (vs prior quarter)
- TIDAL TRUST III$33.9M +64.1%
- TIDAL TRUST III$29.1M +60.6%
- TIDAL TRUST III$17.4M +48.0%
- NEBIUS GROUP N.V.$14.5M +84.6%
- ADVANCED MICRO DEVICES INC$14.3M +163.3%
Top Trims
- ISHARES TR-$12.0M -97.6%
- SPDR SERIES TRUST-$9.8M -38.4%
- ISHARES TR-$6.7M -40.7%
- SPDR GOLD TR-$3.9M -28.7%
- AIM ETF PRODUCTS TRUST-$3.6M -49.4%
New Positions
- PROSHARES TR$7.8M
- INNOVATOR ETFS TRUST$7.4M
- EXXON MOBIL CORP$5.9M
- HORIZON FDS$5.8M
- SPACE EXPLORATION TECHN CORP$5.4M
Exited Positions
- ISHARES TR$12.1M
- EXXON MOBIL CORP$7.2M
- TWO RDS SHARED TR$5.8M
- ROUNDHILL ETF TRUST$2.6M
- NIO INC$1.8M
CENTAURUS FINANCIAL, INC. Holdings (2026-06-30)
Rows tagged Call or Put are options positions, not stock. Per SEC Form 13F-HR, Value shows the notional value of the underlying (shares covered × underlying price), not the option premium. Shares is the number of underlying shares covered (divide by 100 for contract count).
| # | Issuer | Symbol | CUSIP | Value | Weight | Shares | Type |
|---|---|---|---|---|---|---|---|
| 1 | TIDAL TRUST III | EGGQ | 45259A696 | $86.7M | 3.35% | 1,345,656 | SH |
| 2 | TIDAL TRUST III | EGGY | 45259A787 | $77.2M | 2.98% | 1,785,906 | SH |
| 3 | NVIDIA CORPORATION | NVDA | 67066G104 | $65.4M | 2.53% | 327,094 | SH |
| 4 | APPLE INC | AAPL | 037833100 | $59.5M | 2.30% | 205,686 | SH |
| 5 | TIDAL TRUST III | EGGS | 45259A795 | $53.6M | 2.07% | 1,241,390 | SH |
| 6 | AMAZON COM INC | AMZN | 023135106 | $46.1M | 1.78% | 193,412 | SH |
| 7 | INVESCO QQQ TR | QQQ | 46090E103 | $41.3M | 1.60% | 56,115 | SH |
| 8 | STATE STR SPDR S&P 500 ETF T | SPY | 78462F103 | $40.8M | 1.57% | 54,577 | SH |
| 9 | BROADCOM INC | AVGO | 11135F101 | $35.7M | 1.38% | 94,466 | SH |
| 10 | ISHARES TR | QUAL | 46432F339 | $33.3M | 1.29% | 151,970 | SH |
| 11 | NEBIUS GROUP N.V. | NBIS | N97284108 | $31.6M | 1.22% | 114,395 | SH |
| 12 | TESLA INC | TSLA | 88160R101 | $28.9M | 1.12% | 68,681 | SH |
| 13 | SELECT SECTOR SPDR TR | XLK | 81369Y803 | $27.4M | 1.06% | 143,833 | SH |
| 14 | MICROSOFT CORP | MSFT | 594918104 | $27.3M | 1.05% | 73,120 | SH |
| 15 | ALPHABET INC | GOOG | 02079K107 | $26.4M | 1.02% | 74,691 | SH |
| 16 | SPDR SERIES TRUST | SPYG | 78464A409 | $23.2M | 0.90% | 195,374 | SH |
| 17 | ADVANCED MICRO DEVICES INC | AMD | 007903107 | $23.0M | 0.89% | 39,597 | SH |
| 18 | ALPHABET INC | GOOGL | 02079K305 | $22.3M | 0.86% | 62,454 | SH |
| 19 | ISHARES TR | ACWI | 464288257 | $21.8M | 0.84% | 138,615 | SH |
| 20 | INNOVATOR ETFS TRUST | BALT | 45783Y855 | $21.3M | 0.82% | 620,618 | SH |
| 21 | FIDELITY MERRIMACK STR TR | FBND | 316188309 | $21.3M | 0.82% | 467,220 | SH |
| 22 | META PLATFORMS INC | META | 30303M102 | $21.1M | 0.81% | 37,429 | SH |
| 23 | COLUMBIA ETF TR I | RECS | 19761L706 | $20.2M | 0.78% | 467,530 | SH |
| 24 | ISHARES TR | IJH | 464287507 | $19.4M | 0.75% | 251,102 | SH |
| 25 | ISHARES TR | TLT | 464287432 | $19.2M | 0.74% | 222,290 | SH |
| 26 | ISHARES TR Put | TLT | 464287432 | $19.2M | 0.74% | 222,290 | SH |
| 27 | INNOVATOR ETFS TRUST | ZALT | 45783Y442 | $17.1M | 0.66% | 505,210 | SH |
| 28 | MICRON TECHNOLOGY INC | MU | 595112103 | $16.9M | 0.65% | 14,617 | SH |
| 29 | JPMORGAN CHASE & CO | JPM | 46625H100 | $16.2M | 0.63% | 49,446 | SH |
| 30 | SPDR SERIES TRUST | BIL | 78468R663 | $15.7M | 0.61% | 171,822 | SH |
| 31 | ELI LILLY & CO | LLY | 532457108 | $14.5M | 0.56% | 12,081 | SH |
| 32 | VANGUARD INDEX FDS | VOO | 922908363 | $14.4M | 0.56% | 20,939 | SH |
| 33 | TIDAL TRUST II | NVDY | 88634T774 | $13.2M | 0.51% | 1,057,834 | SH |
| 34 | ISHARES TR | SGOV | 46436E718 | $13.1M | 0.51% | 130,584 | SH |
| 35 | INVESCO EXCHANGE TRADED FD T | XLG | 46137V233 | $12.9M | 0.50% | 210,983 | SH |
| 36 | ISHARES TR | MTUM | 46432F396 | $12.8M | 0.50% | 37,377 | SH |
| 37 | JANUS DETROIT STR TR | JAAA | 47103U845 | $12.6M | 0.49% | 249,023 | SH |
| 38 | AMERICAN CENTY ETF TR | AVUV | 025072877 | $12.6M | 0.49% | 100,652 | SH |
| 39 | MASTERCARD INCORPORATED | MA | 57636Q104 | $12.4M | 0.48% | 24,076 | SH |
| 40 | ALARM COM HLDGS INC | ALRM | 011642105 | $12.3M | 0.48% | 263,992 | SH |
| 41 | WALMART INC | WMT | 931142103 | $11.9M | 0.46% | 104,996 | SH |
| 42 | GLOBAL X FDS | CLIP | 37960A438 | $11.6M | 0.45% | 115,613 | SH |
| 43 | PUTNAM ETF TRUST | PVAL | 746729300 | $11.3M | 0.44% | 222,228 | SH |
| 44 | INVESCO EXCH TRADED FD TR II | IDMO | 46138E222 | $11.3M | 0.44% | 187,716 | SH |
| 45 | VANGUARD WORLD FD | MGK | 921910816 | $11.2M | 0.43% | 127,559 | SH |
| 46 | FLOOR & DECOR HLDGS INC | FND | 339750101 | $10.7M | 0.41% | 180,015 | SH |
| 47 | SELECT SECTOR SPDR TR | XLI | 81369Y704 | $10.6M | 0.41% | 57,064 | SH |
| 48 | J P MORGAN EXCHANGE TRADED F | JPST | 46641Q837 | $10.3M | 0.40% | 204,214 | SH |
| 49 | TAIWAN SEMICONDUCTOR MANUFAC | TSM | 874039100 | $10.1M | 0.39% | 21,054 | SH |
| 50 | NETFLIX INC. | NFLX | 64110L106 | $10.0M | 0.39% | 140,565 | SH |
Filing History
| Period | Filed | AUM | Holdings | Accession |
|---|---|---|---|---|
| 2026-06-30 | 2026-08-17 | $2.59B | 1,115 | 0000891943-26-000010 |
| 2026-03-31 | 2026-05-18 | $2.10B | 1,058 | 0000891943-26-000005 |
| 2025-12-31 | 2026-02-13 | $2.19B | 1,046 | 0000891943-26-000001 |
| 2025-09-30 | 2025-11-20 | $2.13B | 1,034 | 0000891943-25-000011 |
Filer Information
Address
2300 E. KATELLA AVENUESUITE #200
ANAHEIM, CA 92806
Phone
(714) 456-1790
Filing Manager
CENTAURUS FINANCIAL, INC.
ANAHEIM, CA
Signatory
Kevin Lee
Deputy CCO