Roy A Guthrie
CIK 1013182 · EVP and CFO · last filed 2026-10-02
Roy A Guthrie is an EVP and CFO who has filed 152 SEC Form 4 insider transactions across 7 companies since 2007. The most recent filing shows the insider was granted $60.0K of SYF on Oct 2, 2026. Across all open-market trades the lifetime net is −$3.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $8.5M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
DFS price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
601 N.W. SECOND STREET
EVANSVILLE, IN 47708
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| SYF | Director | 75,807 | $75.44 | $5.72M | $525.3K | 86 | 2026-10-02 |
| OMF | Director | 49,155 | $57.18 | $2.81M | $0 | 10 | 2026-02-13 |
| Maverick Merger Sub 2, LLC (COOP) Delisted | Director | 71,497 | $212.75 | $15.21M | $0 | 6 | 2025-05-23 |
| LIFELOCK, INC. (LOCK) Delisted | Director | 49,361 | — | — | $0 | 5 | 2016-05-06 |
| OneMain Holdings, Inc. (LEAF) Delisted | Director | 13,797 | $8.49 | $117.1K | $0 | 2 | 2015-11-17 |
| Garrison Capital Inc. (GARS) Delisted | Director | 10,000 | — | — | $150.0K | 1 | 2013-04-02 |
| Discover Financial Services (DFS) Delisted | EVP and CFO | 337,937 | $200.05 | $67.60M | -$4.22M | 36 | 2011-03-29 |
Recent Filings
152 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2026-10-02 | SYF | Grant (A) | +846 | $60.0K | EDGAR |
| 2026-08-19 | SYF | Grant (A) | +156 | $12.6K | EDGAR |
| 2026-07-02 | SYF | Grant (A) | +789 | $60.0K | EDGAR |
| 2026-05-19 | SYF | Grant (A) | +152 | $10.8K | EDGAR |
| 2026-04-02 | SYF | Grant (A) | +883 | $60.1K | EDGAR |
| 2026-02-19 | SYF | Grant (A) | +146 | $10.6K | EDGAR |
| 2026-02-13 | OMF | Grant (A) | +3,243 | $0 | EDGAR |
| 2026-01-05 | SYF | Grant (A) | +660 | $55.1K | EDGAR |
| 2025-11-19 | SYF | Grant (A) | +148 | $10.4K | EDGAR |
| 2025-10-03 | — | Other (J) | −71,497 | $0 |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.