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SAM ROSEN

CIK 1014050 · last filed 2014-11-14

SAM ROSEN is a corporate insider who has filed 55 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing shows the insider sold $45.6K of AZZ on Nov 14, 2014. Across all open-market trades the lifetime net is −$829.8K, making them a net seller over the disclosed history. Current disclosed insider exposure totals $5.9M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$5.89M

Companies

3

Total Filings

55

Lifetime Open-Market Net

-$829.8K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AZZ Director 40,160 $146.62 $5.89M -$267.8K 30 2014-11-14
AZZ INC (NGA) Delisted Director 23,343 $16.17 $377.5K -$562.0K 21 2010-07-14
GAINSCO INC (GAN) Delisted Director 15,336 $1.97 $30.2K $0 4 2010-05-26

Recent Filings

55 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-11-14 AZZ Sell (S) −1,000 -$45.6K EDGAR
2014-10-14 AZZ Gift (G) −597 $0 EDGAR
2014-08-01 AZZ Grant (A) +2,000 $0 EDGAR
2014-03-10 AZZ Grant (A) — $0 EDGAR
2014-02-11 AZZ Sell (S) −2,000 -$84.6K EDGAR
2013-08-19 AZZ Gift (G) −1,091 $0 EDGAR
2013-08-12 AZZ Sell (S) −3,000 -$113.5K EDGAR
2013-08-09 AZZ Exer (M) +3,950 $9 EDGAR
2013-07-24 AZZ Grant (A) +1,000 $0 EDGAR
2013-07-09 AZZ Grant (A) +1,000 $0 EDGAR
Showing 1–10 of 55
Page 1 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.