SAM ROSEN
CIK 1014050 · last filed 2014-11-14
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$5.89M
Companies
3
Total Filings
55
Lifetime Open-Market Net
-$829.8K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AZZ | Director | 40,160 | $146.62 | $5.89M | -$267.8K | 30 | 2014-11-14 |
| AZZ INC (NGA) Delisted | Director | 23,343 | $16.17 | $377.5K | -$562.0K | 21 | 2010-07-14 |
| GAINSCO INC (GAN) Delisted | Director | 15,336 | $1.97 | $30.2K | $0 | 4 | 2010-05-26 |
Recent Filings · Page 4 of 6
55 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-07-14 | AZZ INC (NGA) Delisted | Grant (A) | +1,000 | $0 | EDGAR |
| 2010-05-26 | GAINSCO INC (GAN) Delisted | Disp (D) | −600 | $0 | EDGAR |
| 2010-04-13 | AZZ INC (NGA) Delisted | Mixed | +1,488 | $24 | EDGAR |
| 2010-03-04 | AZZ INC (NGA) Delisted | Grant (A) | — | $0 | EDGAR |
| 2009-11-10 | AZZ INC (NGA) Delisted | Gift (G) | −300 | $0 | EDGAR |
| 2009-10-09 | AZZ INC (NGA) Delisted | Gift (G) | −15 | $0 | EDGAR |
| 2009-07-14 | AZZ INC (NGA) Delisted | Grant (A) | +1,000 | $0 | EDGAR |
| 2009-06-10 | AZZ INC (NGA) Delisted | Disp (D) | −61 | $0 | EDGAR |
| 2009-06-05 | AZZ INC (NGA) Delisted | Mixed | +3,169 | -$2.3K | EDGAR |
| 2009-05-14 | AZZ INC (NGA) Delisted | Gift (G) | −140 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.