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DAVID UNGER

CIK 1030201 · Chairman and CEO · last filed 2016-06-29

DAVID UNGER is a Chairman and CEO who has filed 41 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider exercised options covering $44.6K of MFRI on Jun 29, 2016. Across all open-market trades the lifetime net is −$1.1M, making them a net seller over the disclosed history. 2 SEC filings were submitted jointly with DENNIS KESSLER.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

41

Lifetime Open-Market Net

-$1.09M

Filer Profile

Reported Address
7720 N. LEHIGH AVENUE
NILES, IL 60714
Related Filers
DENNIS KESSLER — 2 joint filings, latest 2015-06-23
MICHAEL D BENNETT — 1 joint filings, latest 2003-06-30
ARNOLD F BROOKSTONE — 1 joint filings, latest 2003-06-30
David S Barrie — 1 joint filings, latest 2015-06-23
David B Brown — 1 joint filings, latest 2015-06-23
BILLY E ERVIN — 1 joint filings, latest 2003-06-30
Michael J Gade — 1 joint filings, latest 2015-06-23
ROBERT A MAFFEI — 1 joint filings, latest 2003-06-30
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Perma-Pipe International Holdings, Inc. (MFRI) Delisted Chairman and CEO 958,388 — — -$1.09M 41 2016-06-29

Recent Filings

41 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-06-29 Perma-Pipe International Holdings, Inc. (MFRI) Delisted Exer (M) +6,271 $44.6K EDGAR
2014-01-14 Perma-Pipe International Holdings, Inc. (MFRI) Delisted Exer (M) −16,200 -$266.0K EDGAR
2014-01-13 Perma-Pipe International Holdings, Inc. (MFRI) Delisted Exer (M) −9,100 -$149.0K EDGAR
2013-06-28 Perma-Pipe International Holdings, Inc. (MFRI) Delisted Grant (A) — $0 EDGAR
2012-07-02 Perma-Pipe International Holdings, Inc. (MFRI) Delisted Grant (A) — $0 EDGAR
2011-06-20 Perma-Pipe International Holdings, Inc. (MFRI) Delisted Grant (A) — $0 EDGAR
2010-06-28 Perma-Pipe International Holdings, Inc. (MFRI) Delisted Grant (A) — $0 EDGAR
2009-06-25 Perma-Pipe International Holdings, Inc. (MFRI) Delisted Grant (A) — $0 EDGAR
2009-01-06 Perma-Pipe International Holdings, Inc. (MFRI) Delisted Buy (P) +2,100 $9.3K EDGAR
2009-01-02 Perma-Pipe International Holdings, Inc. (MFRI) Delisted Buy (P) +15,650 $68.7K EDGAR
Showing 1–10 of 41
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.