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THOMAS RUSSELL

CIK 1035930 · last filed 2014-01-07

THOMAS RUSSELL is a corporate insider who has filed 15 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for RT, was dated Jan 7, 2014. Across all open-market trades the lifetime net is +$1.7M, making them a net buyer over the disclosed history. 55 SEC filings were submitted jointly with EMCORE CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

15

Lifetime Open-Market Net

$1.74M

Filer Profile

Related Filers
EMCORE CORP — 55 joint filings, latest 2014-01-07
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EMCORE CORP (RT) Delisted Director 1,719,717 — — $1.74M 13 2014-01-07
EMCORE CORP (RI) Delisted Director 5,023,791 — — $0 2 2007-01-31

Recent Filings

15 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-01-07 EMCORE CORP (RT) Delisted Grant (A) +7,921 $0 EDGAR
2013-11-12 EMCORE CORP (RT) Delisted Grant (A) +5,922 $0 EDGAR
2012-12-26 EMCORE CORP (RT) Delisted Other (J) +286,007 $1.28M EDGAR
2012-06-07 EMCORE CORP (RT) Delisted Grant (A) +7,422 $0 EDGAR
2011-03-22 EMCORE CORP (RT) Delisted Grant (A) +38,811 $55.5K EDGAR
2010-04-02 EMCORE CORP (RT) Delisted Grant (A) +49,505 $50.0K EDGAR
2009-09-01 EMCORE CORP (RT) Delisted Grant (A) +34,646 $44.0K EDGAR
2009-02-17 EMCORE CORP (RT) Delisted Buy (P) +250,000 $219.2K EDGAR
2008-11-04 EMCORE CORP (RT) Delisted — — $0 EDGAR
2008-11-04 EMCORE CORP (RT) Delisted — — $0 EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.