REUBEN F RICHARDS JR

CIK 1035939 · Exec Chairman & Chair of Board · last filed 2015-02-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

64

Lifetime Open-Market Net

-$1.70M

Filer Profile

Reported Address
C/O EMCORE CORP
394 ELIZABETH CORP
SOMERSET, NJ 08893
Related Filers
EMCORE CORP — 87 joint filings, latest 2015-02-24
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EMCORE CORP (RT) Delisted Exec Chairman & Chair of Board 115,674 -$1.70M 63 2015-02-24

Recent Filings · Page 4 of 7

64 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-01-10 EMCORE CORP (RT) Delisted Grant (A) +486 $501 EDGAR
2011-12-30 EMCORE CORP (RT) Delisted Disp (D) −40,000 $0 EDGAR
2011-12-28 EMCORE CORP (RT) Delisted Grant (A) +555 $500 EDGAR
2011-12-13 EMCORE CORP (RT) Delisted Grant (A) +510 $500 EDGAR
2011-11-29 EMCORE CORP (RT) Delisted Grant (A) +556 $500 EDGAR
2011-11-14 EMCORE CORP (RT) Delisted Grant (A) +510 $500 EDGAR
2011-11-01 EMCORE CORP (RT) Delisted Grant (A) +476 $500 EDGAR
2011-10-18 EMCORE CORP (RT) Delisted Grant (A) +455 $501 EDGAR
2011-10-05 EMCORE CORP (RT) Delisted Grant (A) +506 $501 EDGAR
2011-09-19 EMCORE CORP (RT) Delisted Grant (A) +320 $499 EDGAR
Showing 3140 of 64
Page 4 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.