Barry Rosenstein
CIK 1040208 · last filed 2016-05-18
Barry Rosenstein is a corporate insider who has filed 17 SEC Form 4 insider transactions across 4 companies since 2008. The most recent filing shows the insider sold $927.5M of WBA on May 18, 2016. Across all open-market trades the lifetime net is −$1.61B, making them a net seller over the disclosed history. Current disclosed insider exposure totals $880.0M across reported positions. 35 SEC filings were submitted jointly with JANA PARTNERS LLC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
WBA price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
767 FIFTH AVENUE, 8TH FLOOR
NEW YORK, NY 10153
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Walgreens Boots Alliance, Inc. (WBA) Delisted | Director | 4,579,100 | $11.98 | $54.86M | -$1.19B | 2 | 2016-05-18 |
| WALGREEN CO (WAG) Delisted | Director | 13,750,227 | — | — | $0 | 1 | 2014-11-04 |
| CONVERGYS CORP (CVG) Delisted | 20,274,695 | — | — | -$135.09M | 10 | 2011-02-14 | |
| CPRT | Director | 31,576,752 | $27.87 | $880.04M | -$279.28M | 4 | 2009-03-17 |
Recent Filings
17 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-05-18 | Walgreens Boots Alliance, Inc. (WBA) Delisted | Sell (S) | −12,000,000 | -$927.48M | EDGAR |
| 2016-02-18 | Walgreens Boots Alliance, Inc. (WBA) Delisted | Sell (S) | −3,441,800 | -$264.90M | EDGAR |
| 2014-11-04 | WALGREEN CO (WAG) Delisted | Grant (A) | +454 | $0 | EDGAR |
| 2011-02-14 | CONVERGYS CORP (CVG) Delisted | Buy (P) | +204,776 | $2.89M | EDGAR |
| 2010-10-12 | CONVERGYS CORP (CVG) Delisted | Grant (A) | — | $0 | EDGAR |
| 2010-07-13 | CONVERGYS CORP (CVG) Delisted | Grant (A) | — | $0 | EDGAR |
| 2010-04-22 | CONVERGYS CORP (CVG) Delisted | Grant (A) | +12,048 | $0 | EDGAR |
| 2010-04-13 | CONVERGYS CORP (CVG) Delisted | Grant (A) | — | $0 | EDGAR |
| 2009-08-05 | CONVERGYS CORP (CVG) Delisted | Sell (S) | −3,978,590 | -$41.09M | EDGAR |
| 2009-06-16 | CONVERGYS CORP (CVG) Delisted | Sell (S) | −467,934 | -$4.39M | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.