CARL SPANA

CIK 1042011 · President and CEO · last filed 2026-01-02

CARL SPANA is a President and CEO who has filed 60 SEC Form 4 insider transactions across 1 company since 2008. The most recent filing shows the insider had shares withheld for taxes covering $6.9K of PTN on Jan 2, 2026. Across all open-market trades the lifetime net is +$225.1M, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $877.8K across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$877.8K

Companies

1

Total Filings

60

Lifetime Open-Market Net

$225.13M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PTN President and CEO 64,520 $13.61 $877.8K $225.13M 57 2026-01-02

Recent Filings

60 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2026-01-02 PTN Tax (F) −321 -$6.9K EDGAR
2025-12-11 PTN Grant (A) +885 $0 EDGAR
2025-11-18 PTN Tax (F) −345 -$2.4K EDGAR
2025-06-17 PTN Buy (P) +1,500 $225.00M EDGAR
2024-07-31 PTN Tax (F) −24,428 -$45.7K EDGAR
2024-07-16 PTN Grant (A) +112,201 $0 EDGAR
2023-08-16 PTN Tax (F) −12,266 -$27.2K EDGAR
2023-06-22 PTN Grant (A) +79,605 $0 EDGAR
2022-12-28 PTN Buy (P) +10,000 $22.3K EDGAR
2022-12-27 PTN Grant (A) +10,000 $22.3K EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.