CARL SPANA

CIK 1042011 · President and CEO · last filed 2026-01-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$877.8K

Companies

1

Total Filings

60

Lifetime Open-Market Net

$225.13M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
PTN President and CEO 64,520 $13.61 $877.8K $225.13M 57 2026-01-02

Recent Filings · Page 4 of 6

60 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-06-28 PTN Mixed +54,906 -$14.7K EDGAR
2016-06-13 PTN Mixed +66,181 -$19.0K EDGAR
2015-12-10 PTN Grant (A) +325,000 $0 EDGAR
2015-06-30 PTN Mixed +69,025 -$37.3K EDGAR
2015-06-26 PTN Mixed +55,151 -$30.1K EDGAR
2015-06-12 PTN Grant (A) $0 EDGAR
2015-01-15 PTN Mixed +69,025 -$41.0K EDGAR
2015-01-15 PTN Mixed +35,297 -$21.4K EDGAR
2013-09-06 PTN Mixed +36,438 -$13.7K EDGAR
2013-06-28 PTN Grant (A) $0 EDGAR
Showing 3140 of 60
Page 4 of 6
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.