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ROCHE FINANCE LTD

CIK 1053942 · last filed 2020-07-23

ROCHE FINANCE LTD is a corporate insider who has filed 2 SEC Form 4 insider transactions across 2 companies since 2017. The most recent filing, for PAND, was dated Jul 23, 2020. Across all open-market trades the lifetime net is +$4.9M, making them a net buyer over the disclosed history. The firm reports its address in Basel Switzerland, V8. 17 SEC filings were submitted jointly with ROCHE HOLDING LTD.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

2

Lifetime Open-Market Net

$4.88M

Filer Profile

Reported Address
C/O HOFFMAN LA ROCHE
124 GRENSACHERSTRASSE CH 4002
BASEL SWITZERLAND, V8
State of Incorporation
Switzerland
Related Filers
ROCHE HOLDING LTD — 17 joint filings, latest 2023-11-07
ROCHE HOLDINGS INC — 3 joint filings, latest 2018-08-02
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Pandion Therapeutics, Inc. (PAND) Delisted 10%+ Owner 3,086,084 $60.05 $185.32M $1.30M 1 2020-07-23
Rein Therapeutics, Inc. (ALRN) Delisted 10%+ Owner 35,118 $2.11 $74.1K $3.58M 1 2017-07-05

Recent Filings

2 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-07-23 Pandion Therapeutics, Inc. (PAND) Delisted Mixed +6,172,168 $1.30M EDGAR
2017-07-05 Rein Therapeutics, Inc. (ALRN) Delisted Mixed +1,396,986 $3.58M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.