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CHARLES THOMAS /NY SCOTT

CIK 1056354 · last filed 2016-01-06

CHARLES THOMAS /NY SCOTT is a corporate insider who has filed 12 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for RT, was dated Jan 6, 2016. 88 SEC filings were submitted jointly with EMCORE CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

12

Lifetime Open-Market Net

$0

Filer Profile

Reported Address
C/O CORDIOT PLC
83-89 WHITFIELD STREET W1A-4XA
LONDON
Related Filers
EMCORE CORP — 88 joint filings, latest 2016-01-06
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
EMCORE CORP (RT) Delisted Director 58,928 — — $0 9 2016-01-06
EMCORE CORP (RI) Delisted Director 42,287 — — $0 3 2007-01-31

Recent Filings

12 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-01-06 EMCORE CORP (RT) Delisted Grant (A) — $0 EDGAR
2015-01-28 EMCORE CORP (RT) Delisted Grant (A) — $0 EDGAR
2014-01-07 EMCORE CORP (RT) Delisted Grant (A) — $0 EDGAR
2013-11-12 EMCORE CORP (RT) Delisted Grant (A) — $0 EDGAR
2012-06-07 EMCORE CORP (RT) Delisted Grant (A) +8,691 $0 EDGAR
2011-11-14 EMCORE CORP (RT) Delisted Grant (A) +52,448 $75.0K EDGAR
2011-03-22 EMCORE CORP (RT) Delisted Grant (A) +52,448 $75.0K EDGAR
2010-04-02 EMCORE CORP (RT) Delisted Grant (A) +64,356 $65.0K EDGAR
2009-09-01 EMCORE CORP (RT) Delisted Grant (A) +41,732 $53.0K EDGAR
2007-01-31 EMCORE CORP (RI) Delisted Grant (A) +241 $998 EDGAR
Showing 1–10 of 12
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.