JOHN W ROWE

CIK 1067838 · Chairman & CEO thru 3/12/2012 · last filed 2020-12-17

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$20.87M

Companies

8

Total Filings

320

Lifetime Open-Market Net

-$90.91M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SXC Director 15,974 $8.64 $138.0K $94.4K 35 2020-12-17
NORTHERN TRUST CORP (NTRSP) Delisted Director 33,922 $0 3 2019-04-25
ALL Director $251.15 $0 7 2017-12-14
NORTHERN TRUST CORP (NTRS.P) Delisted Director 31,652 $0 3 2016-04-20
AMERICAN DG ENERGY INC (ADGE) Delisted Director 200,842 $93.9K 18 2015-12-10
NTRS Director 28,591 $178.78 $5.11M $514.4K 39 2014-07-02
EXC Chairman & CEO thru 3/12/2012 336,331 $46.44 $15.62M -$91.62M 183 2012-03-14
SUN Director $75.74 $0 31 2011-12-13

Recent Filings · Page 28 of 32

320 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2007-08-29 EXC Sell (S) −16,668 -$1.17M EDGAR
2007-08-22 EXC Mixed +30,600 -$209.4K EDGAR
2007-08-22 EXC Sell (S) −24,931 -$1.78M EDGAR
2007-08-22 EXC Sell (S) −600 -$43.1K EDGAR
2007-08-20 EXC Grant (A) $0 EDGAR
2007-08-15 EXC Mixed +35,900 $163.9K EDGAR
2007-08-15 EXC Sell (S) −16,281 -$1.18M EDGAR
2007-08-15 EXC Sell (S) −14,500 -$1.05M EDGAR
2007-08-08 EXC Mixed +30,964 -$219.5K EDGAR
2007-08-08 EXC Sell (S) −18,700 -$1.38M EDGAR
Showing 271280 of 320
Page 28 of 32
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.