Neil Gagnon
CIK 1070170 · last filed 2024-10-07
Neil Gagnon is a corporate insider who has filed 270 SEC Form 4 insider transactions across 13 companies since 2012. The most recent filing, for PSIX, was dated Oct 7, 2024. Across all open-market trades the lifetime net is −$26.2M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $110.2M across reported positions. 3 SEC filings were submitted jointly with RUDOLPH TECHNOLOGIES INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
GFNSL price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
26TH FLOOR
NEW YORK, NY 10019
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PSIX | 10%+ Owner | 531,306 | $47.15 | $25.05M | $498.0K | 37 | 2024-10-07 |
| SecureWorks Corp (SCWX) Delisted | 10%+ Owner | 662,977 | $8.51 | $5.64M | $5.85M | 42 | 2024-06-05 |
| Apollo Endosurgery, Inc. (APEN) Delisted | 10%+ Owner | 440,408 | $10.00 | $4.40M | $660.6K | 10 | 2021-10-18 |
| General Finance CORP (GFNSZ) Delisted | 10%+ Owner | 667,240 | $28.46 | $18.99M | -$14.58M | 17 | 2021-04-21 |
| General Finance CORP (GFNSL) Delisted | 10%+ Owner | 16,236 | — | — | -$18.18M | 44 | 2019-01-31 |
| CDNA | 10%+ Owner | 1,032,252 | $69.10 | $71.33M | $3.10M | 40 | 2018-11-02 |
| AMRC | 10%+ Owner | 648,693 | $18.32 | $11.88M | $367.3K | 9 | 2016-12-13 |
| General Finance CORP (GFNS.L) Delisted | 10%+ Owner | 1,218,742 | — | — | $1.21M | 12 | 2016-08-12 |
| AMBR | 10%+ Owner | 1,304,364 | $1.48 | $1.93M | $22.3K | 1 | 2016-02-17 |
| General Finance CORP (GFNC.P) Delisted | 10%+ Owner | 7,566,644 | — | — | -$3.46M | 34 | 2014-03-28 |
| General Finance CORP (GFNC.Z) Delisted | 10%+ Owner | 7,903,952 | — | — | -$1.45M | 15 | 2013-06-18 |
| NTS, INC. (VRS) Delisted | 10%+ Owner | 3,184,133 | $26.99 | $85.94M | -$161.0K | 8 | 2012-09-21 |
| General Finance CORP (GFNCZ) Delisted | 10%+ Owner | 5,631,140 | — | — | -$114.2K | 1 | 2012-05-24 |
Recent Filings
270 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-10-07 | PSIX | — | — | $0 | EDGAR |
| 2024-06-05 | SecureWorks Corp (SCWX) Delisted | Buy (P) | +9,531 | $55.8K | EDGAR |
| 2024-05-15 | SecureWorks Corp (SCWX) Delisted | Buy (P) | +9,233 | $58.6K | EDGAR |
| 2024-05-02 | PSIX | Buy (P) | +77,618 | $155.2K | EDGAR |
| 2024-04-29 | PSIX | Buy (P) | +8,931 | $17.9K | EDGAR |
| 2024-04-25 | SecureWorks Corp (SCWX) Delisted | Buy (P) | +17,823 | $106.7K | EDGAR |
| 2024-03-26 | PSIX | Buy (P) | +1,321 | $2.6K | EDGAR |
| 2024-03-22 | PSIX | Buy (P) | +5,392 | $10.8K | EDGAR |
| 2024-03-15 | PSIX | Buy (P) | +6,817 | $13.6K | EDGAR |
| 2024-03-01 | PSIX | Buy (P) | +25,069 | $48.9K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.