GAIAM, INC

CIK 1089872 · last filed 2013-10-01

GAIAM, INC is a corporate insider who has filed 6 SEC Form 4 insider transactions across 1 company since 2012. The most recent filing shows the insider sold $119.2K of RSOL on Oct 1, 2013. Across all open-market trades the lifetime net is −$35.1M, making them a net seller over the disclosed history. The firm reports its address in Louisville, CO. 99 SEC filings were submitted jointly with Paul Howard Sutherland.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

1

Total Filings

6

Lifetime Open-Market Net

-$35.08M

Filer Profile

Reported Address

833 WEST BOULDER ROAD
BLDG G
LOUISVILLE, CO 80027-2452

Phone

(303) 222-3330

State of Incorporation

Formerly Known As

GAIAM, INC (2008–2016)

GAIAM INC (1999–2008)

Related Filers

Paul Howard Sutherland — 99 joint filings, latest 2026-09-04

JAMES P ARGYROPOULOS — 49 joint filings, latest 2016-04-04

BARNET M FEINBLUM — 49 joint filings, latest 2014-01-02

JIRKA RYSAVY — 46 joint filings, latest 2026-05-13

BARBARA MOWRY — 38 joint filings, latest 2012-04-03

Prentice Capital Management, LP — 26 joint filings, latest 2016-08-03

LYNN POWERS — 24 joint filings, latest 2016-06-17

Paul C. Tarell Jr. — 23 joint filings, latest 2022-04-04

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
Real Goods Solar, Inc. (RSOL) Delisted	Director	3,000,000	—	—	-$35.08M	6	2013-10-01

Recent Filings

6 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $	Link
2013-10-01	Real Goods Solar, Inc. (RSOL) Delisted	Sell (S)	−44,611	-$119.2K	EDGAR
2013-09-17	Real Goods Solar, Inc. (RSOL) Delisted	Sell (S)	−1,000,000	-$2.00M	EDGAR
2013-05-31	Real Goods Solar, Inc. (RSOL) Delisted	Sell (S)	−5,994,500	-$16.48M	EDGAR
2013-05-30	Real Goods Solar, Inc. (RSOL) Delisted	Sell (S)	−6,017,500	-$16.58M	EDGAR
2013-04-25	Real Goods Solar, Inc. (RSOL) Delisted	Buy (P)	+62,111	$100.0K	EDGAR
2012-01-04	Real Goods Solar, Inc. (RSOL) Delisted	Conv (C)	+2,153,293	$0	EDGAR

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.