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MARIO BAEZA

CIK 1097993 · last filed 2016-06-01

MARIO BAEZA is a corporate insider who has filed 56 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for CAL, was dated Jun 1, 2016. Across all open-market trades the lifetime net is −$1.8M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $197.5K across reported positions. 64 SEC filings were submitted jointly with AIR PRODUCTS & CHEMICALS INC /DE/.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$197.5K

Companies

3

Total Filings

56

Lifetime Open-Market Net

-$1.83M

Filer Profile

Reported Address
200 PARK AVE
STE 2100
NEW YORK, NY 10166
Related Filers
AIR PRODUCTS & CHEMICALS INC /DE/ — 64 joint filings, latest 2014-01-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CAL Director 1,000 $12.11 $12.1K $0 2 2016-06-01
APD Director 620 $299.00 $185.4K -$1.84M 47 2014-01-03
CALERES INC (BWS) Delisted Director 1,000 — — $9.7K 7 2013-06-03

Recent Filings

56 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2016-06-01 CAL Mixed — -$108.9K EDGAR
2015-06-01 CAL Grant (A) — $0 EDGAR
2014-01-03 APD Grant (A) — $0 EDGAR
2013-11-07 APD Sell (S) −1,380 -$150.1K EDGAR
2013-11-01 APD Exer (M) +2,000 $115.5K EDGAR
2013-09-30 APD Grant (A) — $0 EDGAR
2013-08-08 APD Mixed — -$115.1K EDGAR
2013-07-01 APD Grant (A) — $0 EDGAR
2013-06-03 CALERES INC (BWS) Delisted Grant (A) — $0 EDGAR
2013-04-01 APD Grant (A) — $0 EDGAR
Showing 1–10 of 56
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.