Home

DAVID ASHLEY LEE

CIK 1112830 · Executive VP, COO & CFO · last filed 2023-03-03

DAVID ASHLEY LEE is an Executive VP, COO & CFO who has filed 85 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for AORT, was dated Feb 15, 2024. Across all open-market trades the lifetime net is −$6.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $15.8M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$15.78M

Companies

2

Total Filings

85

Lifetime Open-Market Net

-$6.10M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AORT Executive VP, COO & CFO 371,178 $28.33 $10.52M -$711.3K 12 2023-03-03
CRY Executive VP, COO & CFO 299,185 $17.59 $5.26M -$5.39M 72 2021-05-07

Recent Filings

85 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2024-02-15 AORT Notice (144) −25,665 -$446.6K EDGAR
2023-03-03 AORT Mixed +3,178 -$18.8K EDGAR
2023-03-01 AORT Mixed +11,741 -$40.0K EDGAR
2023-02-21 AORT Tax (F) −3,265 -$45.6K EDGAR
2023-02-16 AORT Mixed +4,922 -$44.8K EDGAR
2022-11-10 AORT Grant (A) +36,718 $0 EDGAR
2022-03-07 AORT Tax (F) −2,146 -$46.5K EDGAR
2022-02-24 AORT Grant (A) +11,437 $0 EDGAR
2022-02-22 AORT Tax (F) −526 -$9.3K EDGAR
2022-02-22 AORT Mixed +10,033 -$44.0K EDGAR
Showing 1–10 of 85
Page 1 of 9
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.