DAVID ASHLEY LEE
CIK 1112830 · Executive VP, COO & CFO · last filed 2023-03-03
DAVID ASHLEY LEE is an Executive VP, COO & CFO who has filed 85 SEC Form 4 insider transactions across 3 companies since 2007. The most recent filing, for AORT, was dated Feb 15, 2024. Across all open-market trades the lifetime net is −$6.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $15.4M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$15.43M
3
85
-$6.10M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| AORT | Executive VP, COO & CFO | 371,178 | $23.61 | $8.76M | -$480.7K | 9 | 2023-03-03 |
| CRY | Executive VP, COO & CFO | 299,185 | $22.27 | $6.66M | -$5.39M | 72 | 2021-05-07 |
| ARTIVION, INC. (CRYp) Delisted | Exec. VP, COO and CFO | 94,376 | — | — | -$230.6K | 3 | 2007-05-15 |
Recent Filings
85 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-02-15 | AORT | Notice (144) | −25,665 | -$446.6K | EDGAR |
| 2023-03-03 | AORT | Mixed | +3,178 | -$18.8K | EDGAR |
| 2023-03-01 | AORT | Mixed | +11,741 | -$40.0K | EDGAR |
| 2023-02-21 | AORT | Tax (F) | −3,265 | -$45.6K | EDGAR |
| 2023-02-16 | AORT | Mixed | +4,922 | -$44.8K | EDGAR |
| 2022-11-10 | AORT | Grant (A) | +36,718 | $0 | EDGAR |
| 2022-03-07 | AORT | Tax (F) | −2,146 | -$46.5K | EDGAR |
| 2022-02-24 | AORT | Grant (A) | +11,437 | $0 | EDGAR |
| 2022-02-22 | AORT | Tax (F) | −526 | -$9.3K | EDGAR |
| 2022-02-22 | AORT | Mixed | +10,033 | -$44.0K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.