Barbara A Klein
CIK 1116705 · Sr. Vice President and CFO · last filed 2022-07-07
Barbara A Klein is a Sr. Vice President and CFO who has filed 90 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for CCMP, was dated Jul 7, 2022. Across all open-market trades the lifetime net is −$8.5M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.5M across reported positions. 77 SEC filings were submitted jointly with CORN PRODUCTS INTERNATIONAL INC.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
CCMP price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
5 WESTBROOK CORPORATE CENTER
WESTCHESTER, IL 60154
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| CMC Materials, Inc. (CCMP) Delisted | Director | 0 | $173.69 | $0 | -$8.39M | 26 | 2022-07-07 |
| INGR | Director | 37,249 | $94.17 | $3.51M | -$183.6K | 39 | 2022-01-05 |
| Ingredion Inc (CPO) Delisted | Director | 19,567 | — | — | $84.6K | 23 | 2012-04-03 |
| CDW CORP (CDWC) Delisted | Sr. Vice President and CFO | 5,759 | — | — | $0 | 1 | 2007-05-18 |
Recent Filings
90 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2022-07-07 | CMC Materials, Inc. (CCMP) Delisted | Disp (D) | −24,988 | $0 | EDGAR |
| 2022-03-10 | CMC Materials, Inc. (CCMP) Delisted | Grant (A) | +973 | $0 | EDGAR |
| 2022-01-05 | INGR | Grant (A) | +391 | $38.0K | EDGAR |
| 2021-12-22 | CMC Materials, Inc. (CCMP) Delisted | Mixed | +12,000 | -$1.73M | EDGAR |
| 2021-10-05 | INGR | Grant (A) | +359 | $32.5K | EDGAR |
| 2021-07-06 | INGR | Grant (A) | +357 | $32.5K | EDGAR |
| 2021-04-05 | INGR | Grant (A) | +360 | $32.5K | EDGAR |
| 2021-03-04 | CMC Materials, Inc. (CCMP) Delisted | Grant (A) | +561 | $0 | EDGAR |
| 2021-01-06 | INGR | Grant (A) | +413 | $32.5K | EDGAR |
| 2020-11-30 | CMC Materials, Inc. (CCMP) Delisted | Mixed | −625 | -$804.0K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.