THOMAS SCOTT KAPLAN

CIK 1124803 · Chairman of the Board · last filed 2026-06-02

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$747.64M

Companies

4

Total Filings

73

Lifetime Open-Market Net

$322

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NG Director 84,947,756 $7.44 $632.01M $0 62 2026-06-02
TMQ 29,422,923 $3.93 $115.63M $0 1 2019-06-27
Trilogy Metals Inc. (NCQ) Delisted Director 5,608,532 $0 8 2015-06-24
Electrum Special Acquisition Corp (ELEC.U) Delisted Chairman of the Board 4,545,055 $322 2 2015-06-18

Recent Filings · Page 2 of 8

73 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2024-06-04 NG Grant (A) $0 EDGAR
2024-03-04 NG Grant (A) $0 EDGAR
2023-12-04 NG Grant (A) $0 EDGAR
2023-11-30 NG Mixed +11,710 -$3 EDGAR
2023-09-05 NG Grant (A) $0 EDGAR
2023-07-03 NG Other (J) −286,977 -$1.12M EDGAR
2023-06-02 NG Grant (A) $0 EDGAR
2023-03-02 NG Grant (A) $0 EDGAR
2022-12-15 NG Tax (F) −67,910 -$385.4K EDGAR
2022-12-02 NG Grant (A) $0 EDGAR
Showing 1120 of 73
Page 2 of 8
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.