THOMAS SCOTT KAPLAN
CIK 1124803 · Chairman of the Board · last filed 2026-06-02
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$582.37M
Companies
4
Total Filings
73
Lifetime Open-Market Net
$322
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NG | Director | 84,947,756 | $5.82 | $494.40M | $0 | 62 | 2026-06-02 |
| TMQ | 29,422,923 | $2.99 | $87.97M | $0 | 1 | 2019-06-27 | |
| Trilogy Metals Inc. (NCQ) Delisted | Director | 5,608,532 | — | — | $0 | 8 | 2015-06-24 |
| Electrum Special Acquisition Corp (ELEC.U) Delisted | Chairman of the Board | 4,545,055 | — | — | $322 | 2 | 2015-06-18 |
Recent Filings · Page 8 of 8
73 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2014-01-09 | NG | Grant (A) | — | $0 | EDGAR |
| 2013-12-03 | NG | Grant (A) | — | $0 | EDGAR |
| 2012-12-07 | Trilogy Metals Inc. (NCQ) Delisted | Grant (A) | — | $0 | EDGAR |
Showing 71–73 of 73
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Page 8 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.