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WEDBUSH SECURITIES INC

CIK 1142495 · last filed 2021-11-18

WEDBUSH SECURITIES INC is a corporate insider who has filed 47 SEC Form 4 insider transactions across 2 companies since 2012. Across all open-market trades the lifetime net is −$1.9M, making them a net seller over the disclosed history. The firm reports its address in Pasadena, CA. 78 SEC filings were submitted jointly with JMP GROUP LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

47

Lifetime Open-Market Net

-$1.86M

Filer Profile

Reported Address
225 S LAKE AVE PENTHOUSE
ATTN: COMPLIANCE DEPT.
PASADENA, CA 91101
Phone
(213) 688-8090
State of Incorporation
CA
Formerly Known As
WEDBUSH MORGAN SECURITIES INC (2000–2015)
Related Filers
JMP GROUP LLC — 78 joint filings, latest 2021-11-18
Wedbush Capital, Inc. — 72 joint filings, latest 2021-11-18
Edward William Wedbush — 14 joint filings, latest 2009-04-22
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
JMP GROUP LLC (JMP) Delisted 10%+ Owner 4,500,000 $7.50 $33.75M $3.22M 43 2021-09-09
JAMBA, INC. (JMBA) Delisted 10%+ Owner 1,637,149 — — -$5.07M 2 2012-09-10

Recent Filings

47 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2021-11-18 — Disp (D) −9,000,000 -$67.50M
2021-11-18 — Disp (D) +9,000,000 $67.50M
2021-09-09 JMP GROUP LLC (JMP) Delisted Buy (P) +5,200 $38.7K EDGAR
2021-08-27 JMP GROUP LLC (JMP) Delisted Buy (P) +2,000 $14.3K EDGAR
2021-08-19 JMP GROUP LLC (JMP) Delisted Buy (P) +12,204 $87.7K EDGAR
2021-08-12 JMP GROUP LLC (JMP) Delisted Buy (P) +3,000 $20.9K EDGAR
2021-08-02 JMP GROUP LLC (JMP) Delisted Buy (P) +28,884 $170.0K EDGAR
2021-07-28 JMP GROUP LLC (JMP) Delisted Buy (P) +2,400 $14.5K EDGAR
2021-07-26 JMP GROUP LLC (JMP) Delisted Buy (P) +2,792 $16.7K EDGAR
2021-06-30 JMP GROUP LLC (JMP) Delisted Buy (P) +32,960 $198.0K EDGAR
Showing 1–10 of 47
Page 1 of 5
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.