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TCW INVESTMENT MANAGEMENT CO

CIK 1145263 · last filed 2011-07-25

TCW INVESTMENT MANAGEMENT CO is a corporate insider who has filed 14 SEC Form 4 insider transactions across 1 company since 2011. The most recent filing shows the insider sold $61.9K of TSI on Jul 25, 2011. Across all open-market trades the lifetime net is −$860.4K, making them a net seller over the disclosed history. The firm reports its address in Los Angeles, CA.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

1

Total Filings

14

Lifetime Open-Market Net

-$860.4K

Filer Profile

Reported Address
515 SOUTH FLOWER STREET
LOS ANGELES, CA 90071
Phone
(213) 244-0000
State of Incorporation
DE
Formerly Known As
TCW INVESTMENT MANAGEMENT CO (2002–2016)
TCW INVESTMENT MANGEMENT CO (2001–2002)
Related Filers
TCW ASSET MANAGEMENT CO — 1 joint filings, latest 2003-10-06
TCW GROUP INC — 1 joint filings, latest 2003-10-06
CFI CSFR Investor, LLC — same reported address
PCEC (GP) LLC — same reported address
Pacific Coast Energy Co LP — same reported address
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
TSI 0 $4.34 $0 -$860.4K 14 2011-07-25

Recent Filings

14 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2011-07-25 TSI Sell (S) −11,646 -$61.9K EDGAR
2011-07-20 TSI Sell (S) −1,700 -$9.1K EDGAR
2011-07-19 TSI Sell (S) −11,154 -$60.1K EDGAR
2011-07-13 TSI Sell (S) −6,100 -$32.5K EDGAR
2011-07-11 TSI Sell (S) −10,800 -$57.6K EDGAR
2011-07-08 TSI Sell (S) −17,569 -$94.0K EDGAR
2011-06-30 TSI Sell (S) −32,150 -$169.1K EDGAR
2011-06-29 TSI Sell (S) −6,195 -$32.4K EDGAR
2011-06-28 TSI Sell (S) −5,584 -$29.7K EDGAR
2011-06-27 TSI Sell (S) −5,700 -$30.6K EDGAR
Showing 1–10 of 14
Page 1 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.