CLAUDIO CAVAZZA

CIK 1164803 · last filed 2011-01-07

CLAUDIO CAVAZZA is a corporate insider who has filed 26 SEC Form 4 insider transactions across 1 company since 2007. Across all open-market trades the lifetime net is +$1.0M, making them a net buyer over the disclosed history. 11 SEC filings were submitted jointly with S P A APTAFIN.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Disclosed Exposure

$0

Companies

1

Total Filings

26

Lifetime Open-Market Net

$1.04M

Filer Profile

Reported Address

VIA SUDAFRICA 20
ROME ITALY, L6 00000

Related Filers

S P A APTAFIN — 11 joint filings, latest 2007-11-23

PAOLO CAVAZZA — 11 joint filings, latest 2007-11-23

FARMACEUTICA LDA DEFIANTE — 11 joint filings, latest 2007-11-23

SPA Essetifin — 11 joint filings, latest 2007-11-23

Consultadoria & Servicos SDC Unipessoal LDA Chaumiere — 2 joint filings, latest 2007-11-23

Consultadoria & Servicos L.D.A. Inverlochy — 2 joint filings, latest 2007-11-23

Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.

Symbol	Role	Shares	Price	Disclosed Exposure	Lifetime OM Net	Filings	Latest Filed
SCICLONE PHARMACEUTICALS INC (SCLN) Delisted	10%+ Owner	6,975,553	—	—	$1.04M	15	2008-02-01

Recent Filings

26 filings

Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.

Filed	Symbol	Action	Net Shares	Net $
2011-01-07	—	Mixed	+2,222,222	$600.0K
2010-06-21	—	Mixed	+8,608,580	$1.76M
2009-09-28	—	Mixed	+3,952,569	$1000.0K
2009-06-08	—	—	—	$0
2009-06-04	—	Buy (P)	+312,500	$125.0K
2009-02-13	—	Buy (P)	+25,000,000	$4.50M
2008-12-19	—	Buy (P)	+1,034,482	$1.50M
2008-12-12	—	Mixed	+1,034,482	$1.50M
2008-04-02	—	Mixed	—	$0
2008-03-03	—	Mixed	+2,500,000	$2.50M

Showing 1–10 of 26

Page 1 of 3 Next

Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.