NORMAN R SORENSEN

CIK 1166873 · Chairman-Principal Internat'l · last filed 2019-06-28

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2.64M

Companies

4

Total Filings

41

Lifetime Open-Market Net

-$3.44M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
ECPG Director 27,554 $81.34 $2.24M $53.2K 9 2019-06-28
NSP Director 5,234 $36.60 $191.6K $0 6 2017-06-20
PRINCIPAL FINANCIAL GROUP INC (PFGpB) Delisted Chairman-Principal Internat'l 50,940 -$3.49M 19 2012-02-29
SLE Director 65,996 $3.19 $210.5K $0 7 2012-01-05

Recent Filings · Page 3 of 5

41 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2011-03-03 PRINCIPAL FINANCIAL GROUP INC (PFGpB) Delisted Tax (F) −1,318 -$44.2K EDGAR
2011-03-02 PRINCIPAL FINANCIAL GROUP INC (PFGpB) Delisted Grant (A) $0 EDGAR
2011-01-05 SLE Grant (A) +11,156 $195.0K EDGAR
2010-12-07 PRINCIPAL FINANCIAL GROUP INC (PFGpB) Delisted Grant (A) +768 $2.6K EDGAR
2010-07-08 PRINCIPAL FINANCIAL GROUP INC (PFGpB) Delisted Mixed -$1.3K EDGAR
2010-02-25 PRINCIPAL FINANCIAL GROUP INC (PFGpB) Delisted Grant (A) +2,927 $0 EDGAR
2010-02-02 PRINCIPAL FINANCIAL GROUP INC (PFGpB) Delisted Disc (I) $0 EDGAR
2010-01-06 SLE Grant (A) +15,855 $195.0K EDGAR
2009-12-08 PRINCIPAL FINANCIAL GROUP INC (PFGpB) Delisted Grant (A) +783 $2.3K EDGAR
2009-02-26 PRINCIPAL FINANCIAL GROUP INC (PFGpB) Delisted Grant (A) +21,560 $0 EDGAR
Showing 2130 of 41
Page 3 of 5
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.