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TENNENBAUM CAPITAL PARTNERS LLC

CIK 1169553 · last filed 2014-11-26

TENNENBAUM CAPITAL PARTNERS LLC is a corporate insider who has filed 53 SEC Form 4 insider transactions across 3 companies since 2007. Across all open-market trades the lifetime net is +$28.4M, making them a net buyer over the disclosed history. The firm reports its address in Wilmington, DE. 2 SEC filings were submitted jointly with BARINGS LLC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

53

Lifetime Open-Market Net

$28.36M

Filer Profile

Reported Address
251 LITTLE FALLS DRIVE
WILMINGTON, DE 19808
Phone
(310) 566-1000
State of Incorporation
DE
Formerly Known As
SPECIAL VALUE INVESTMENT MANAGEMENT LLC (2002–2002)
Related Filers
BARINGS LLC — 2 joint filings, latest 2011-10-20
Cliffwater Corporate Lending Fund — 1 joint filings, latest 2019-03-06
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Dialogic Inc. (DLGC) Delisted 10%+ Owner 8,942,161 — — $100 3 2013-02-13
ONLINE RESOURCES CORP (ORCC) Delisted 10%+ Owner 8,432,970 $13.48 $113.68M $28.47M 12 2009-12-10
ALABAMA AIRCRAFT INDUSTRIES, INC (PAGI) Delisted 10%+ Owner 621,445 — — -$116.3K 1 2007-10-02

Recent Filings

53 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-11-26 — U −67,275,494 -$10.09M
2014-11-20 — Other (J) +58,333,333 $8.75M
2013-03-13 — Disp (D) −8,432,970 -$32.47M
2013-02-13 Dialogic Inc. (DLGC) Delisted Grant (A) +1,442,172 $3.49M EDGAR
2013-01-16 — Sell (S) −1,000,000 -$17.25M
2012-09-05 — Sell (S) −1,772,490 -$26.59M
2012-08-10 Dialogic Inc. (DLGC) Delisted Grant (A) +35,453,052 $35.01M EDGAR
2012-04-16 Dialogic Inc. (DLGC) Delisted Buy (P) +1 $100 EDGAR
2010-12-14 — Disp (D) −12,634,285 -$37.90M
2010-09-02 — Sell (S) −3 -$43.8K
Showing 1–10 of 53
Page 1 of 6
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.