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MARTIN A KAPLAN

CIK 1182378 · last filed 2019-02-27

MARTIN A KAPLAN is a corporate insider who has filed 74 SEC Form 4 insider transactions across 7 companies since 2007. The most recent filing shows the insider sold $147.4K of LITE on Feb 27, 2019. Across all open-market trades the lifetime net is −$4.1M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $17.7M across reported positions. 39 SEC filings were submitted jointly with SUPERCONDUCTOR TECHNOLOGIES INC.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$17.69M

Companies

7

Total Filings

74

Lifetime Open-Market Net

-$4.05M

Filer Profile

Reported Address
400 N. MCCARTHY BLVD
MILPITAS, CA 95035
Related Filers
SUPERCONDUCTOR TECHNOLOGIES INC — 39 joint filings, latest 2018-10-18
VIAVI SOLUTIONS INC. — 36 joint filings, latest 2015-02-17
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
LITE Director 18,902 $935.70 $17.69M -$1.93M 20 2019-02-27
Clearday, Inc. (SCON) Delisted Director 1 — — $0 9 2018-10-18
Clearday, Inc. (XGTIW) Delisted Director 21,473 — — $0 2 2017-09-29
Clearday, Inc. (XGTI.W) Delisted Director 37,122 — — $0 4 2015-11-12
VIAVI SOLUTIONS INC. (JDSU) Delisted Director 42,709 — — -$923.9K 27 2015-02-17
TEKELEC (TKLC) Delisted Director 16,000 — — -$1.20M 11 2010-05-18
REDBACK NETWORKS INC (RBAK) Delisted Director 0 — — $0 1 2007-01-26

Recent Filings

74 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-02-27 LITE Sell (S) −3,025 -$147.4K EDGAR
2018-11-09 LITE Grant (A) +3,017 $0 EDGAR
2018-10-18 Clearday, Inc. (SCON) Delisted Grant (A) — $0 EDGAR
2018-08-17 LITE Sell (S) −7,000 -$420.0K EDGAR
2018-08-16 LITE Exer (M) +3,282 $0 EDGAR
2018-02-13 LITE Sell (S) −6,000 -$339.9K EDGAR
2017-12-11 LITE Exer (M) +2,055 $0 EDGAR
2017-12-01 LITE Sell (S) −3,000 -$165.1K EDGAR
2017-11-13 LITE Sell (S) −15,000 -$856.1K EDGAR
2017-11-03 LITE Grant (A) +2,992 $0 EDGAR
Showing 1–10 of 74
Page 1 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.