Dennis W Zank
CIK 1182767 · Chief Operating Officer · last filed 2024-11-01
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
RJF price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
1700 CARNEGIE AVE SUITE 100
SANTA ANA, CA 92705
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ITERIS, INC. (ITI) Delisted | Director | 0 | $7.19 | $0 | $0 | 10 | 2024-11-01 |
| RJF | Chief Operating Officer | 275,112 | $156.46 | $43.04M | -$13.34M | 60 | 2018-03-13 |
Recent Filings · Page 3 of 7
70 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2016-12-06 | RJF | Sell (S) | −7,910 | -$579.2K | EDGAR |
| 2016-12-02 | RJF | Grant (A) | — | $0 | EDGAR |
| 2016-11-30 | RJF | Exer (M) | +3,690 | $100.0K | EDGAR |
| 2016-11-23 | RJF | Grant (A) | +4,054 | $0 | EDGAR |
| 2016-11-17 | RJF | Gift (G) | −50 | $0 | EDGAR |
| 2016-10-31 | RJF | Gift (G) | −10 | $0 | EDGAR |
| 2016-09-12 | RJF | Gift (G) | −500 | $0 | EDGAR |
| 2016-08-30 | RJF | Sell (S) | −10,010 | -$577.0K | EDGAR |
| 2016-06-07 | RJF | Sell (S) | −15,000 | -$848.2K | EDGAR |
| 2016-01-08 | RJF | Exer (M) | +12,500 | $419.5K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.