ARTHUR G CAPUTO

CIK 1184450 · EVP and President, Waters Div · last filed 2016-12-07

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$38.14M

Companies

1

Total Filings

36

Lifetime Open-Market Net

-$164.80M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
WAT EVP and President, Waters Div 99,743 $382.41 $38.14M -$164.80M 36 2016-12-07

Recent Filings · Page 2 of 4

36 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-12-10 WAT Mixed -$619.2K EDGAR
2014-12-09 WAT Tax (F) −1,733 $0 EDGAR
2014-12-08 WAT Mixed -$38.8K EDGAR
2014-12-08 WAT Mixed -$7.09M EDGAR
2014-12-05 WAT Mixed -$7.76M EDGAR
2014-02-03 WAT Mixed -$7.86M EDGAR
2013-12-10 WAT Grant (A) +18,379 $0 EDGAR
2013-10-04 WAT Gift (G) −7,848 $0 EDGAR
2013-05-29 WAT Mixed -$6.72M EDGAR
2013-02-04 WAT Gift (G) −95,853 $0 EDGAR
Showing 1120 of 36
Page 2 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.