FIRST TRUST PORTFOLIOS LP
CIK 1184765 · last filed 2009-05-07
FIRST TRUST PORTFOLIOS LP is a corporate insider who has filed 3 SEC Form 4 insider transactions across 3 companies since 2009. The most recent filing shows the insider sold $47.9K of FAV on May 7, 2009. Across all open-market trades the lifetime net is −$152.5K, making them a net seller over the disclosed history. The firm reports its address in Wheaton, IL. 4 SEC filings were submitted jointly with PLAINS GP HOLDINGS LP.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$0
3
3
-$152.5K
Filer Profile
SUITE 400
WHEATON, IL 60187
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted | 0 | — | — | -$47.9K | 1 | 2009-05-07 | |
| FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (FGB) Delisted | 0 | $4.15 | $0 | -$21.9K | 1 | 2009-05-07 | |
| PPA | 0 | $161.81 | $0 | -$82.7K | 1 | 2009-05-07 |
Recent Filings
3 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2009-05-07 | FIRST TRUST DIVIDEND & INCOME FUND (FAV) Delisted | Sell (S) | −5,236 | -$47.9K | EDGAR |
| 2009-05-07 | FIRST TRUST SPECIALTY FINANCE & FINANCIAL OPPORTUNITIES FUND (FGB) Delisted | Sell (S) | −5,352 | -$21.9K | EDGAR |
| 2009-05-07 | PPA | Sell (S) | −5,236 | -$82.7K | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.