JAMES B FRAKES

CIK 1185553 · CFO & Sr. VP ? Finance · last filed 2022-02-11

JAMES B FRAKES is a CFO & Sr. VP ? Finance who has filed 28 SEC Form 4 insider transactions across 1 company since 2016. The most recent filing, for AEMD, was dated Feb 11, 2022. Current disclosed insider exposure totals $2 across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$2

Companies

1

Total Filings

28

Lifetime Open-Market Net

$0

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
AEMD CFO & Sr. VP ? Finance 3 $0.56 $2 $0 23 2022-02-11

Recent Filings

28 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2022-02-11 AEMD Grant (A) $0 EDGAR
2020-09-17 AEMD Grant (A) $0 EDGAR
2020-01-31 AEMD Tax (F) −125 -$462 EDGAR
2019-10-31 AEMD Tax (F) −357 -$2.3K EDGAR
2019-05-14 AEMD Grant (A) +52,000 $0 EDGAR
2019-05-14 AEMD Tax (F) −5,662 -$24.2K EDGAR
2019-05-14 AEMD Grant (A) +22,971 $0 EDGAR
2019-05-14 AEMD Tax (F) −1,857 -$2.8K EDGAR
2019-05-14 AEMD Tax (F) −5,703 -$6.8K EDGAR
2019-05-14 AEMD Tax (F) −1,685 -$1.9K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.