JEFFREY E TROCIN
CIK 1185788 · Vice Chairman · last filed 2019-12-26
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$46.54M
Companies
1
Total Filings
95
Lifetime Open-Market Net
-$6.37M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| RJF | Vice Chairman | 280,146 | $166.14 | $46.54M | -$6.37M | 95 | 2019-12-26 |
Recent Filings · Page 8 of 10
95 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-03-04 | RJF | Buy (P) | +220 | $4.9K | EDGAR |
| 2010-03-04 | RJF | Grant (A) | — | $0 | EDGAR |
| 2009-12-17 | RJF | Grant (A) | +1,233 | $0 | EDGAR |
| 2009-11-27 | RJF | Grant (A) | — | $0 | EDGAR |
| 2009-10-27 | RJF | Sell (S) | −28,143 | -$711.5K | EDGAR |
| 2009-09-03 | RJF | Buy (P) | +218 | $4.1K | EDGAR |
| 2009-06-04 | RJF | Buy (P) | +355 | $4.9K | EDGAR |
| 2009-03-04 | RJF | Buy (P) | +427 | $4.9K | EDGAR |
| 2009-02-05 | RJF | Mixed | +3,956 | $66.5K | EDGAR |
| 2008-12-09 | RJF | Grant (A) | +3,096 | $0 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.