RICHARD T LOMMEN
CIK 1185972 · last filed 2021-04-21
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Loading insider history…
Disclosed Exposure
$6.40M
Companies
5
Total Filings
140
Lifetime Open-Market Net
$730.8K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| ASB | Director | 206,324 | $31.00 | $6.40M | $0 | 26 | 2021-04-21 |
| ASSOCIATED BANC-CORP (ASB.WS) Delisted | Director | 28,426 | — | — | -$215.2K | 39 | 2018-09-21 |
| ASSOCIATED BANC-CORP (ASBC.W) Delisted | Director | 156,777 | — | — | $0 | 18 | 2014-12-17 |
| ASSOCIATED BANC-CORP (ASBCW) Delisted | Director | 60,980 | — | — | $0 | 8 | 2012-10-01 |
| ASSOCIATED BANC-CORP (ASBC) Delisted | Director | 122,777 | — | — | $946.0K | 49 | 2011-11-18 |
Recent Filings · Page 10 of 14
140 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2012-01-03 | ASSOCIATED BANC-CORP (ASBCW) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-11-18 | ASSOCIATED BANC-CORP (ASBC) Delisted | Other (J) | +0 | $6 | EDGAR |
| 2011-10-03 | ASSOCIATED BANC-CORP (ASBC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-09-09 | ASSOCIATED BANC-CORP (ASBC) Delisted | Buy (P) | +20,000 | $500.0K | EDGAR |
| 2011-08-18 | ASSOCIATED BANC-CORP (ASBC) Delisted | Grant (A) | +0 | $6 | EDGAR |
| 2011-07-07 | ASSOCIATED BANC-CORP (ASBC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-05-17 | ASSOCIATED BANC-CORP (ASBC) Delisted | Other (J) | +0 | $6 | EDGAR |
| 2011-05-06 | ASSOCIATED BANC-CORP (ASBC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-04-04 | ASSOCIATED BANC-CORP (ASBC) Delisted | Grant (A) | — | $0 | EDGAR |
| 2011-02-17 | ASSOCIATED BANC-CORP (ASBC) Delisted | Other (J) | +0 | $6 | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.