RICHARD L HARRISON

CIK 1186724 · CFO & Treasurer · last filed 2017-01-13

RICHARD L HARRISON is a CFO & Treasurer who has filed 11 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for GKOS, was dated Jan 13, 2017. Across all open-market trades the lifetime net is −$2.9M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $27.1M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$27.10M

Companies

2

Total Filings

11

Lifetime Open-Market Net

-$2.93M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GKOS CFO & Treasurer 213,701 $126.81 $27.10M -$2.93M 10 2017-01-13
BIOLASE, INC (BLTI) Delisted Exec. VP, CFO and Sec. $0 1 2007-06-29

Recent Filings

11 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2017-01-13 GKOS Mixed -$675.3K EDGAR
2017-01-09 GKOS Mixed -$638.5K EDGAR
2016-07-27 GKOS Mixed -$310.4K EDGAR
2016-07-13 GKOS Mixed -$148.3K EDGAR
2016-06-21 GKOS Mixed -$111.9K EDGAR
2016-05-06 GKOS Grant (A) +1,388 $21.2K EDGAR
2016-05-05 GKOS Mixed −3,268 -$631.4K EDGAR
2016-03-11 GKOS Grant (A) $0 EDGAR
2016-01-04 GKOS Buy (P) +1,388 $21.2K EDGAR
2015-06-30 GKOS Conv (C) +3,268 $0 EDGAR
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Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.