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STEPHEN D FOY

CIK 1189645 · V.P. & Controller · last filed 2013-08-28

STEPHEN D FOY is a V.P. & Controller who has filed 10 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing shows the insider sold $19.9K of NZF on Aug 28, 2013. Across all open-market trades the lifetime net is −$11.1K, making them a net seller over the disclosed history.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

4

Total Filings

10

Lifetime Open-Market Net

-$11.1K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NZF V.P. & Controller 0 $12.26 $0 -$4.7K 2 2013-08-28
NUV V.P. & Controller 0 $9.12 $0 -$2.0K 3 2013-08-28
NUVEEN MUNICIPAL ADVANTAGE FUND INC (NMA) Delisted VP and Controller 0 — — -$1.9K 3 2013-08-28
NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC (NMO) Delisted V.P. & Controller 0 — — -$2.5K 2 2012-11-13

Recent Filings

10 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2013-08-28 NZF Sell (S) −1,624 -$19.9K EDGAR
2013-08-28 NUV Sell (S) −7 -$64 EDGAR
2013-08-28 NUVEEN MUNICIPAL ADVANTAGE FUND INC (NMA) Delisted Sell (S) −7 -$86 EDGAR
2013-02-27 NUV Sell (S) −1,600 -$16.7K EDGAR
2013-02-27 NUVEEN MUNICIPAL ADVANTAGE FUND INC (NMA) Delisted Sell (S) −1,100 -$16.6K EDGAR
2012-11-13 NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC (NMO) Delisted Sell (S) −1,150 -$17.4K EDGAR
2007-12-28 NUVEEN MUNICIPAL MARKET OPPORTUNITY FUND INC (NMO) Delisted Buy (P) +1,150 $14.9K EDGAR
2007-12-28 NUVEEN MUNICIPAL ADVANTAGE FUND INC (NMA) Delisted Buy (P) +1,100 $14.8K EDGAR
2007-12-28 NUV Buy (P) +1,600 $14.8K EDGAR
2007-12-28 NZF Buy (P) +1,150 $15.2K EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.