LUELLA G GOLDBERG

CIK 1189997 · last filed 2017-05-24

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$5.81M

Companies

4

Total Filings

62

Lifetime Open-Market Net

$27.5K

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SUNation Energy, Inc. (JCS) Delisted Director 33,934 $8.18 $277.6K $27.5K 19 2017-05-24
TCF FINANCIAL CORP (TCB.WS) Delisted Director 257,100 $0 12 2012-04-05
TCF FINANCIAL CORP (TCB) Delisted Director 80,664 $0 13 2009-10-05
HRL Director 228,859 $25.39 $5.81M $0 18 2009-10-02

Recent Filings · Page 4 of 7

62 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2009-07-27 SUNation Energy, Inc. (JCS) Delisted Grant (A) $0 EDGAR
2009-07-06 TCF FINANCIAL CORP (TCB) Delisted Grant (A) +589 $8.0K EDGAR
2009-07-01 HRL Grant (A) $0 EDGAR
2009-04-03 TCF FINANCIAL CORP (TCB) Delisted Grant (A) +732 $9.0K EDGAR
2009-04-02 HRL Grant (A) $0 EDGAR
2009-02-04 HRL Grant (A) +2,500 $76.0K EDGAR
2009-01-07 TCF FINANCIAL CORP (TCB) Delisted Grant (A) +736 $10.0K EDGAR
2009-01-05 HRL Grant (A) $0 EDGAR
2008-12-05 HRL Exer (M) +4,000 $70.4K EDGAR
2008-10-03 TCF FINANCIAL CORP (TCB) Delisted Grant (A) +528 $10.5K EDGAR
Showing 3140 of 62
Page 4 of 7
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.