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CARL GUARINO

CIK 1191720 · last filed 2026-07-30

CARL GUARINO is a corporate insider who has filed 20 SEC Form 4 insider transactions across 1 company since 2014. The most recent filing, for SEIC, was dated Jul 30, 2026. Across all open-market trades the lifetime net is −$2.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.2M across reported positions. 31 SEC filings were submitted jointly with INVESTMENTS CO SEI.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.17M

Companies

1

Total Filings

20

Lifetime Open-Market Net

-$1.98M

Filer Profile

Reported Address
1 FREEDOM VALLEY DRIVE
OAKS, PA 19456
Related Filers
INVESTMENTS CO SEI — 31 joint filings, latest 2026-07-30
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
SEIC Director 28,708 $110.39 $3.17M -$1.98M 17 2026-07-30

Recent Filings

20 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2026-07-30 SEIC Mixed — -$535.6K EDGAR
2026-07-28 SEIC Notice (144) −10,000 -$1.03M EDGAR
2025-12-16 SEIC Grant (A) +2,266 $0 EDGAR
2025-09-24 SEIC Mixed — -$330.7K EDGAR
2025-09-23 SEIC Notice (144) −10,000 -$864.1K EDGAR
2024-12-16 SEIC Grant (A) +2,175 $0 EDGAR
2024-10-29 SEIC Mixed +2,436 -$166.7K EDGAR
2024-10-28 SEIC Notice (144) −7,564 -$573.1K EDGAR
2023-12-19 SEIC Grant (A) +1,000 $0 EDGAR
2023-02-28 SEIC Grant (A) +766 $0 EDGAR
Showing 1–10 of 20
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.