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AULANA L PETERS

CIK 1192904 · last filed 2014-02-13

AULANA L PETERS is a corporate insider who has filed 71 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for NOC, was dated Feb 13, 2014. Across all open-market trades the lifetime net is −$1.3M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $37.7M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$37.70M

Companies

5

Total Filings

71

Lifetime Open-Market Net

-$1.32M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
NOC Director 24,255 $533.48 $12.94M -$1.33M 45 2014-02-13
MMM Director 64,947 $169.59 $11.01M $0 8 2013-05-16
DE Director 22,542 $610.02 $13.75M -$34.3K 10 2013-03-07
MERRILL LYNCH & CO., INC. (MER) Delisted Director 23,611 — — $50.0K 5 2008-11-14
MERRILL LYNCH & CO., INC. (MNM) Delisted Director 18,387 $29.16 $536.2K $0 2 2007-07-26

Recent Filings

71 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-02-13 NOC Mixed — -$18.7K EDGAR
2014-01-03 NOC Other (J) +359 $41.1K EDGAR
2013-10-30 NOC Mixed — -$172.9K EDGAR
2013-10-02 NOC Other (J) +429 $40.9K EDGAR
2013-07-01 NOC Other (J) +489 $40.5K EDGAR
2013-05-16 MMM Grant (A) +1,317 $140.0K EDGAR
2013-04-02 NOC Other (J) +562 $39.4K EDGAR
2013-03-07 DE Grant (A) +1,333 $0 EDGAR
2013-01-18 NOC Other (J) — $0 EDGAR
2013-01-17 NOC Other (J) +617 $41.7K EDGAR
Showing 1–10 of 71
Page 1 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.