AULANA L PETERS
CIK 1192904 · last filed 2014-02-13
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$37.70M
Companies
5
Total Filings
71
Lifetime Open-Market Net
-$1.32M
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| NOC | Director | 24,255 | $533.48 | $12.94M | -$1.33M | 45 | 2014-02-13 |
| MMM | Director | 64,947 | $169.59 | $11.01M | $0 | 8 | 2013-05-16 |
| DE | Director | 22,542 | $610.02 | $13.75M | -$34.3K | 10 | 2013-03-07 |
| MERRILL LYNCH & CO., INC. (MER) Delisted | Director | 23,611 | — | — | $50.0K | 5 | 2008-11-14 |
| MERRILL LYNCH & CO., INC. (MNM) Delisted | Director | 18,387 | $29.16 | $536.2K | $0 | 2 | 2007-07-26 |
Recent Filings · Page 4 of 8
71 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2010-09-30 | NOC | Other (J) | +605 | $7.33M | EDGAR |
| 2010-09-30 | NOC | Other (J) | +605 | $36.7K | EDGAR |
| 2010-06-30 | NOC | Other (J) | +625 | $34.0K | EDGAR |
| 2010-05-13 | MMM | Grant (A) | +1,436 | $120.0K | EDGAR |
| 2010-03-31 | NOC | Other (J) | +655 | $42.9K | EDGAR |
| 2010-03-04 | DE | Grant (A) | +1,694 | $0 | EDGAR |
| 2010-01-04 | NOC | Other (J) | +707 | $39.5K | EDGAR |
| 2009-09-30 | NOC | Other (J) | +741 | $38.3K | EDGAR |
| 2009-06-30 | NOC | Other (J) | +670 | $30.6K | EDGAR |
| 2009-05-13 | MMM | Grant (A) | +2,414 | $120.0K | EDGAR |
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.