JAMESON A BAXTER
CIK 1193637 · Trustee of Putnam Funds · last filed 2008-02-27
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$58.5K
Companies
10
Total Filings
26
Lifetime Open-Market Net
-$44
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| PMO | Director | 4,282 | $10.30 | $44.1K | $0 | 1 | 2008-02-27 |
| PUTNAM INVESTMENT GRADE MUNICIPAL TRUST (PGM) Delisted | Trustee of Putnam Funds | 0 | $49.41 | $0 | -$4 | 2 | 2008-02-26 |
| PMM | Trustee of Putnam Funds | 425 | $6.33 | $2.7K | -$2 | 3 | 2008-02-22 |
| RYERSON INC. (RYI) Delisted | Director | 6,878 | $28.16 | $193.7K | $0 | 6 | 2007-10-22 |
| PMN | Trustee of Putnam Funds | 0 | $14.52 | $0 | -$9 | 2 | 2007-06-26 |
| PCF | Trustee of Putnam Funds | 1,619 | $5.30 | $8.6K | -$7 | 1 | 2007-03-28 |
| PIM | Trustee of Putnam Funds | 461 | $3.10 | $1.4K | -$6 | 1 | 2007-03-28 |
| PUTNAM TAX FREE HEALTH CARE FUND (PMH) Delisted | Trustee of Putnam Funds | 582 | — | — | -$6 | 1 | 2007-03-28 |
| PUTNAM HIGH YIELD MUNICIPAL TRUST (PYM) Delisted | Trustee of Putnam Funds | 203 | — | — | -$8 | 1 | 2007-03-28 |
| PPT | Trustee of Putnam Funds | 496 | $3.38 | $1.7K | -$3 | 1 | 2007-03-28 |
Recent Filings · Page 3 of 3
26 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2007-03-28 | PMN | Sell (S) | −0 | -$9 | EDGAR |
| 2007-03-28 | PUTNAM INVESTMENT GRADE MUNICIPAL TRUST (PGM) Delisted | Sell (S) | −0 | -$4 | EDGAR |
| 2007-03-28 | PUTNAM HIGH YIELD MUNICIPAL TRUST (PYM) Delisted | Sell (S) | −0 | -$8 | EDGAR |
| 2007-03-28 | PPT | Sell (S) | −0 | -$3 | EDGAR |
| 2007-01-11 | — | Disp (D) | −16,375 | $0 | |
| 2007-01-03 | RYERSON INC. (RYI) Delisted | Mixed | +977 | $24.8K | EDGAR |
Showing 21–26 of 26
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Page 3 of 3
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.