RAJESH C MD SHROTRIYA

CIK 1193918 · Chairman & CEO · last filed 2023-02-01

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

3

Total Filings

83

Lifetime Open-Market Net

-$25.12M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GTBP Director $0.45 $0 3 2023-02-01
CASI Pharmaceuticals, Inc. (CASI) Delisted Director $0.28 $0 9 2022-05-26
SPECTRUM PHARMACEUTICALS INC (SPPI) Delisted Director 1,292,041 $1.03 $1.33M -$25.12M 71 2018-05-17

Recent Filings · Page 4 of 9

83 filings
Form 4 transactions across all companies, newest first.
Filed Symbol Action Net Shares Net $ Link
2016-03-04 CASI Pharmaceuticals, Inc. (CASI) Delisted Grant (A) $0 EDGAR
2015-12-23 SPECTRUM PHARMACEUTICALS INC (SPPI) Delisted Mixed +35,631 -$4 EDGAR
2015-12-18 SPECTRUM PHARMACEUTICALS INC (SPPI) Delisted Grant (A) $0 EDGAR
2015-04-08 CASI Pharmaceuticals, Inc. (CASI) Delisted Grant (A) $0 EDGAR
2015-02-20 SPECTRUM PHARMACEUTICALS INC (SPPI) Delisted Mixed +93,234 -$48.9K EDGAR
2014-12-23 SPECTRUM PHARMACEUTICALS INC (SPPI) Delisted Mixed −17,110 -$123.9K EDGAR
2014-12-16 SPECTRUM PHARMACEUTICALS INC (SPPI) Delisted Mixed +19,281 $80.9K EDGAR
2014-12-02 SPECTRUM PHARMACEUTICALS INC (SPPI) Delisted Tax (F) −62,925 -$453.7K EDGAR
2014-09-23 CASI Pharmaceuticals, Inc. (CASI) Delisted Grant (A) $0 EDGAR
2014-01-06 SPECTRUM PHARMACEUTICALS INC (SPPI) Delisted Tax (F) −17,715 -$155.7K EDGAR
Showing 3140 of 83
Page 4 of 9
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.