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JERRY S RAWLS

CIK 1194537 · Chairman of the Board & CEO · last filed 2019-10-08

JERRY S RAWLS is a Chairman of the Board & CEO who has filed 75 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for IIVI, was dated Oct 8, 2019. Across all open-market trades the lifetime net is −$28.1M, making them a net seller over the disclosed history. 86 SEC filings were submitted jointly with FINISAR CORP.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$0

Companies

2

Total Filings

75

Lifetime Open-Market Net

-$28.10M

Filer Profile

Reported Address
1308 MOFFETT PARK DRIVE
SUNNYVALE, CA 94089-1133
Related Filers
FINISAR CORP — 86 joint filings, latest 2019-09-26
II-VI INC — 2 joint filings, latest 2019-10-08
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
COHERENT CORP. (IIVI) Delisted Director 96,656 $227.08 $21.95M $0 1 2019-10-08
FINISAR CORP (FNSR) Delisted Director 424,966 — — -$28.10M 73 2019-09-11

Recent Filings

75 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2019-10-08 COHERENT CORP. (IIVI) Delisted Grant (A) +2,400 $0 EDGAR
2019-09-26 — Disp (D) −424,966 -$10.11M
2019-09-11 FINISAR CORP (FNSR) Delisted Grant (A) +8,795 $0 EDGAR
2018-12-06 FINISAR CORP (FNSR) Delisted Sell (S) −40,000 -$921.1K EDGAR
2018-11-05 FINISAR CORP (FNSR) Delisted Mixed — -$405.2K EDGAR
2018-10-03 FINISAR CORP (FNSR) Delisted Sell (S) −40,000 -$752.0K EDGAR
2018-09-13 FINISAR CORP (FNSR) Delisted Grant (A) +12,913 $0 EDGAR
2018-09-06 FINISAR CORP (FNSR) Delisted Sell (S) −40,000 -$769.5K EDGAR
2018-08-03 FINISAR CORP (FNSR) Delisted Mixed — -$411.8K EDGAR
2018-07-05 FINISAR CORP (FNSR) Delisted Sell (S) −40,000 -$725.6K EDGAR
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Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.