Austin A Adams
CIK 1195339 · last filed 2020-05-12
Austin A Adams is a corporate insider who has filed 121 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for COMM, was dated May 12, 2020. Across all open-market trades the lifetime net is +$733.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $662.7K across reported positions. 44 SEC filings were submitted jointly with Spectra Energy Corp.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
Charts
Trading activity, where the exposure sits, and each trade against the stock price.
SE price and trades
Daily close with each Form 4 filing on this company marked: green = open-market buy, red = open-market sale, purple = grants, exercises, gifts and other non-market transactions. Marker size scales with the dollar value.
Shares held
Shares owned after each reported transaction on this company (direct holdings as reported).
Open-market buying and selling
by monthDollar value of open-market purchases (code P, up) and sales (code S, down) across all companies, by filing month. Grants, exercises and gifts are excluded.
Exposure by company
latestMost recently reported shares × current price. Faded bars (*) have had no filing in 3 years, so the person may no longer hold them. Click a bar to chart that company.
Filer Profile
1017 E. MOREHEAD STREET STE 200
CHARLOTTE, NC 28204
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Vistance Networks, Inc. (COMM) Delisted | Director | 55,200 | $19.65 | $1.08M | $149.5K | 9 | 2020-05-12 |
| KEY | Director | 31,245 | $21.21 | $662.7K | $0 | 2 | 2017-05-22 |
| SE | Director | 0 | $74.01 | $0 | $261.0K | 42 | 2017-02-28 |
| FIRST NIAGARA FINANCIAL GROUP INC (FNFG) Delisted | Director | 37,879 | — | — | $133.2K | 14 | 2016-05-17 |
| DUN & BRADSTREET CORP/NW (DNB) Delisted | Director | 11,142 | $9.15 | $102.0K | $190.2K | 46 | 2015-03-13 |
Recent Filings
121 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2020-05-12 | Vistance Networks, Inc. (COMM) Delisted | Grant (A) | +16,100 | $0 | EDGAR |
| 2019-06-25 | Vistance Networks, Inc. (COMM) Delisted | Grant (A) | +11,242 | $0 | EDGAR |
| 2018-05-16 | Vistance Networks, Inc. (COMM) Delisted | Buy (P) | +5,000 | $149.5K | EDGAR |
| 2018-05-08 | Vistance Networks, Inc. (COMM) Delisted | Grant (A) | +5,712 | $0 | EDGAR |
| 2017-05-22 | KEY | Grant (A) | — | $0 | EDGAR |
| 2017-05-09 | Vistance Networks, Inc. (COMM) Delisted | Grant (A) | +4,470 | $0 | EDGAR |
| 2017-02-28 | SE | Disp (D) | −46,676 | $0 | EDGAR |
| 2017-01-03 | SE | Grant (A) | — | $0 | EDGAR |
| 2016-10-03 | SE | Grant (A) | — | $0 | EDGAR |
| 2016-08-03 | KEY | Grant (A) | +31,013 | $0 | EDGAR |
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.