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AUSTIN A ADAMS

CIK 1195339 · last filed 2020-05-12

AUSTIN A ADAMS is a corporate insider who has filed 121 SEC Form 4 insider transactions across 5 companies since 2007. The most recent filing, for COMM, was dated May 12, 2020. Across all open-market trades the lifetime net is +$733.9K, making them a net buyer over the disclosed history. Current disclosed insider exposure totals $679.0K across reported positions. 44 SEC filings were submitted jointly with Spectra Energy Corp.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$679.0K

Companies

5

Total Filings

121

Lifetime Open-Market Net

$733.9K

Filer Profile

Reported Address
COMMUNITYONE BANCORP
1017 E. MOREHEAD STREET STE 200
CHARLOTTE, NC 28204
Related Filers
Spectra Energy Corp. — 44 joint filings, latest 2017-02-28
CommScope Holding Company, Inc. — 10 joint filings, latest 2020-05-12
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
Vistance Networks, Inc. (COMM) Delisted Director 55,200 $19.65 $1.08M $149.5K 9 2020-05-12
KEY Director 31,245 $21.73 $679.0K $0 2 2017-05-22
SE Director 0 $107.69 $0 $261.0K 42 2017-02-28
FIRST NIAGARA FINANCIAL GROUP INC (FNFG) Delisted Director 37,879 — — $133.2K 14 2016-05-17
DUN & BRADSTREET CORP/NW (DNB) Delisted Director 11,142 $9.15 $102.0K $190.2K 46 2015-03-13

Recent Filings

121 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2020-05-12 Vistance Networks, Inc. (COMM) Delisted Grant (A) +16,100 $0 EDGAR
2019-06-25 Vistance Networks, Inc. (COMM) Delisted Grant (A) +11,242 $0 EDGAR
2018-05-16 Vistance Networks, Inc. (COMM) Delisted Buy (P) +5,000 $149.5K EDGAR
2018-05-08 Vistance Networks, Inc. (COMM) Delisted Grant (A) +5,712 $0 EDGAR
2017-05-22 KEY Grant (A) — $0 EDGAR
2017-05-09 Vistance Networks, Inc. (COMM) Delisted Grant (A) +4,470 $0 EDGAR
2017-02-28 SE Disp (D) −46,676 $0 EDGAR
2017-01-03 SE Grant (A) — $0 EDGAR
2016-10-03 SE Grant (A) — $0 EDGAR
2016-08-03 KEY Grant (A) +31,013 $0 EDGAR
Showing 1–10 of 121
Page 1 of 13
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.