STEVEN K NELSON

CIK 1199870 · Vice President · last filed 2021-11-10

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$371.7K

Companies

2

Total Filings

74

Lifetime Open-Market Net

-$3.38M

Filer Profile

Related Filers
Ecoark Holdings, Inc. — 21 joint filings, latest 2021-11-10
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
RiskOn International, Inc. (ZEST) Delisted Director 19,619 $0.17 $3.4K $0 2 2021-11-10
DDT Vice President 14,332 $25.94 $371.7K -$3.38M 54 2015-02-03

Recent Filings · Page 5 of 8

74 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2012-11-30 DDT Mixed +10,077 -$675.7K EDGAR
2012-11-21 DDT Mixed −4,769 $3.1K EDGAR
2012-10-24 DDT Grant (A) +41 $3.2K EDGAR
2012-09-26 DDT Grant (A) +52 $4.0K EDGAR
2012-08-21 DDT Grant (A) +42 $3.2K EDGAR
2012-07-24 DDT Grant (A) +49 $3.1K EDGAR
2012-06-26 DDT Grant (A) +17 $1.1K EDGAR
2012-02-28 DDT Mixed +286 -$839.9K EDGAR
2012-01-05 DDT Grant (A) +100 $4.5K EDGAR
2011-11-22 DDT Grant (A) +62 $3.0K EDGAR
Showing 4150 of 74
Page 5 of 8
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.