RICHARD C JR PFENNIGER
CIK 1200796 · CEO and President · last filed 2026-01-13
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$330.1K
Companies
11
Total Filings
158
Lifetime Open-Market Net
$421.1K
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| COCP | Director | 31,400 | $0.99 | $31.2K | $41.1K | 7 | 2026-01-13 |
| WGSWW | Director | 41,506 | $0.01 | $232 | $69.9K | 10 | 2025-06-23 |
| FLNT | Director | 90,341 | $2.68 | $242.1K | $0 | 4 | 2025-06-23 |
| OPKO HEALTH, INC. (OPKw) Delisted | Director | 325,000 | — | — | $256.2K | 27 | 2025-04-23 |
| ASENSUS SURGICAL, INC. (ASXC) Delisted | Director | 0 | $0.35 | $0 | $0 | 5 | 2024-08-22 |
| GeneDx Holdings Corp. (SMFRW) Delisted | Director | — | $0.02 | — | $0 | 2 | 2022-05-06 |
| GP STRATEGIES CORP (GPX) Delisted | Director | 56,297 | $20.85 | $1.17M | $0 | 55 | 2021-10-04 |
| BioCardia, Inc. (BCDAW) Delisted | Director | 48,845 | $0.01 | $298 | $0 | 7 | 2021-01-05 |
| ASENSUS SURGICAL, INC. (TRXC) Delisted | Director | 76,232 | $4.08 | $311.0K | $54.0K | 9 | 2021-01-05 |
| BCDA | Director | 64,277 | $0.88 | $56.6K | $0 | 3 | 2018-09-26 |
| CONTINUCARE CORP (CNU) Delisted | CEO and President | 1,415,000 | — | — | $0 | 6 | 2010-09-16 |
Recent Filings · Page 7 of 16
158 filingsForm 4 transactions across all companies, newest first.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2019-05-23 | OPKO HEALTH, INC. (OPKw) Delisted | Buy (P) | +30,000 | $61.5K | EDGAR |
| 2019-05-14 | OPKO HEALTH, INC. (OPKw) Delisted | Buy (P) | +50,000 | $102.5K | EDGAR |
| 2019-04-26 | ASENSUS SURGICAL, INC. (TRXC) Delisted | Grant (A) | +20,380 | $0 | EDGAR |
| 2019-04-02 | GP STRATEGIES CORP (GPX) Delisted | Grant (A) | +931 | $0 | EDGAR |
| 2019-01-03 | GP STRATEGIES CORP (GPX) Delisted | Grant (A) | +500 | $0 | EDGAR |
| 2018-10-22 | — | Grant (A) | +20,313 | $8.1K | |
| 2018-10-02 | GP STRATEGIES CORP (GPX) Delisted | Grant (A) | +500 | $0 | EDGAR |
| 2018-09-26 | BCDA | Mixed | +14,277 | $0 | EDGAR |
| 2018-07-30 | — | Grant (A) | +36,482 | $15.8K | |
| 2018-07-03 | GP STRATEGIES CORP (GPX) Delisted | Grant (A) | +500 | $0 | EDGAR |
Codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.