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JONATHAN D CAPLAN

CIK 1204031 · Sr Vice President · last filed 2018-07-02

JONATHAN D CAPLAN is a Sr Vice President who has filed 36 SEC Form 4 insider transactions across 1 company since 2007. The most recent filing shows the insider had shares withheld for taxes covering $111.8K of GCO on Jul 2, 2018. Across all open-market trades the lifetime net is −$8.0M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $3.5M across reported positions.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

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Disclosed Exposure

$3.51M

Companies

1

Total Filings

36

Lifetime Open-Market Net

-$7.97M

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
GCO Sr Vice President 90,188 $38.93 $3.51M -$7.97M 36 2018-07-02

Recent Filings

36 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2018-07-02 GCO Tax (F) −2,743 -$111.8K EDGAR
2018-06-28 GCO Grant (A) +16,728 $0 EDGAR
2017-06-30 GCO Tax (F) −2,597 -$87.0K EDGAR
2017-06-22 GCO Grant (A) +15,952 $0 EDGAR
2016-12-08 GCO Sell (S) −10,000 -$709.0K EDGAR
2016-06-30 GCO Tax (F) −2,474 -$153.5K EDGAR
2016-06-23 GCO Grant (A) +10,568 $0 EDGAR
2015-06-30 GCO Tax (F) −1,791 -$120.9K EDGAR
2015-06-25 GCO Grant (A) +9,988 $0 EDGAR
2015-06-24 GCO Tax (F) −921 -$61.3K EDGAR
Showing 1–10 of 36
Page 1 of 4
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.