RICHARD M FRANK
CIK 1204768 · Executive Chairman · last filed 2024-05-20
RICHARD M FRANK is an Executive Chairman who has filed 63 SEC Form 4 insider transactions across 2 companies since 2007. The most recent filing, for WHG, was dated May 20, 2024. Across all open-market trades the lifetime net is −$34.4M, making them a net seller over the disclosed history. Current disclosed insider exposure totals $1.5M across reported positions.
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
$1.53M
2
63
-$34.40M
Holdings By Company
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| WHG | Director | 82,228 | $18.59 | $1.53M | -$85.3K | 28 | 2024-05-20 |
| CEC ENTERTAINMENT INC (CEC) Delisted | Executive Chairman | 254,388 | — | — | -$34.32M | 34 | 2013-03-18 |
Recent Filings
63 filings| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2024-05-20 | WHG | Grant (A) | +7,547 | $0 | EDGAR |
| 2023-04-27 | WHG | Grant (A) | +7,917 | $0 | EDGAR |
| 2022-04-28 | WHG | Grant (A) | +5,898 | $0 | EDGAR |
| 2021-12-01 | WHG | Buy (P) | +6,516 | $112.7K | EDGAR |
| 2021-12-01 | WHG | Buy (P) | +984 | $16.4K | EDGAR |
| 2021-11-23 | WHG | Buy (P) | +6,516 | $112.7K | EDGAR |
| 2021-11-22 | WHG | Grant (A) | +5,000 | $87.5K | EDGAR |
| 2021-11-05 | WHG | Buy (P) | +5,000 | $88.8K | EDGAR |
| 2021-04-29 | WHG | Grant (A) | +5,609 | $0 | EDGAR |
| 2020-11-16 | WHG | Buy (P) | +5,584 | $62.5K | EDGAR |