JAMES E THOMAS
CIK 1204789 · last filed 2022-04-25
"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.
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Disclosed Exposure
$0
Companies
3
Total Filings
14
Lifetime Open-Market Net
-$81.98M
Filer Profile
Reported Address
WOODS END ROADNEW CANAAN, CT 06840
Related Filers
THOMAS MCNERNEY & PARTNERS LP — 12 joint filings, latest 2022-04-25
TMP Associates II LP — 9 joint filings, latest 2022-04-25
TMP Nominee II, LLC — 9 joint filings, latest 2022-04-25
Thomas, McNerney & Partners II L.P. — 9 joint filings, latest 2022-04-25
Thomas, McNerney & Partners II, LLC — 9 joint filings, latest 2022-04-25
Alex Zisson — 3 joint filings, latest 2013-07-17
ERIC AGUIAR — 1 joint filings, latest 2013-07-17
Pratik Shah — 1 joint filings, latest 2013-07-17
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses.
View filings on SEC EDGAR.
Holdings By Company
Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
| Symbol | Role | Shares | Price | Disclosed Exposure | Lifetime OM Net | Filings | Latest Filed |
|---|---|---|---|---|---|---|---|
| Clarus Therapeutics Holdings, Inc. (CRXTW) Delisted | 10%+ Owner | 542 | $0.01 | $7 | -$85.45M | 1 | 2022-04-25 |
| CAS MEDICAL SYSTEMS INC (CASM) Delisted | Director | 8,025 | — | — | $2.09M | 11 | 2019-04-22 |
| Coley Pharmaceutical Group, Inc. (COLY) Delisted | Director | 2,038,632 | — | — | $1.39M | 1 | 2007-05-14 |
Recent Filings · Page 2 of 2
14 filingsInsider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
| Filed | Symbol | Action | Net Shares | Net $ | Link |
|---|---|---|---|---|---|
| 2013-07-02 | CAS MEDICAL SYSTEMS INC (CASM) Delisted | Grant (A) | +6,211 | $0 | EDGAR |
| 2012-06-22 | CAS MEDICAL SYSTEMS INC (CASM) Delisted | Grant (A) | +5,714 | $0 | EDGAR |
| 2011-06-13 | CAS MEDICAL SYSTEMS INC (CASM) Delisted | Grant (A) | +3,953 | $0 | EDGAR |
| 2007-05-14 | Coley Pharmaceutical Group, Inc. (COLY) Delisted | Buy (P) | +160,000 | $1.39M | EDGAR |
Showing 11–14 of 14
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Page 2 of 2
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.