Home

KATHRYN C GOULD

CIK 1205499 · last filed 2014-03-03

KATHRYN C GOULD is a corporate insider who has filed 8 SEC Form 4 insider transactions across 4 companies since 2007. The most recent filing, for CTRL, was dated Mar 3, 2014. Across all open-market trades the lifetime net is −$308.2M, making them a net seller over the disclosed history. 21 SEC filings were submitted jointly with MICHAEL N SCHUH.

"Disclosed insider exposure" sums this person's most-recently-reported share counts across each company they're an insider in, multiplied by the current underlying price. It is not net worth — it misses retail holdings, private investments, real estate, index funds, and any company where the person isn't an SEC-reporting insider. For informational purposes only.

Loading insider history…
Disclosed Exposure

$0

Companies

4

Total Filings

8

Lifetime Open-Market Net

-$308.25M

Filer Profile

Reported Address
FOUNDATION CAPITAL
70 WILLOW ROAD STE 200
MENLO PARK, CA 94025
Related Filers
MICHAEL N SCHUH — 21 joint filings, latest 2014-03-03
PAUL G KOONTZ — 18 joint filings, latest 2014-03-03
WILLIAM B ELMORE — 17 joint filings, latest 2014-03-03
PAUL R HOLLAND — 13 joint filings, latest 2014-03-03
Warren M Weiss — 11 joint filings, latest 2014-03-03
JAMES C ANDERSON — 10 joint filings, latest 2011-04-28
Charles Moldow — 10 joint filings, latest 2014-03-03
Richard Redelfs — 10 joint filings, latest 2014-03-03
Profile details as reported on the filer's SEC submissions — for individual insiders the address is often in care of the issuer. Related filers are identified from jointly filed SEC submissions and shared reported addresses. View filings on SEC EDGAR.

Holdings By Company

Latest on-record share count from this person's most recent non-derivative Form 4 transaction in each company. Disclosed exposure = shares × current underlying price.
Symbol Role Shares Price Disclosed Exposure Lifetime OM Net Filings Latest Filed
CONTROL4 CORP (CTRL) Delisted 10%+ Owner 37,559 — — $0 2 2014-03-03
RESPONSYS INC (MKTG) Delisted 10%+ Owner 497,197 — — $0 2 2012-05-14
Financial Engines, Inc. (FNGN) Delisted 10%+ Owner 0 — — $0 2 2010-11-12
ENERNOC INC (ENOC) Delisted 10%+ Owner 91,892 — — -$308.25M 2 2009-08-13

Recent Filings

8 filings
Insider activity across all companies, newest first. Form 4 rows are post-trade confirmations (buys, sells, grants, exercises). Notice (144) rows are pre-trade notices of intent to sell restricted or control stock under Rule 144 — they may not all execute. Compare adjacent dates to see which notices became actual sales.
Filed Symbol Action Net Shares Net $ Link
2014-03-03 CONTROL4 CORP (CTRL) Delisted Other (J) −6,000,000 $0 EDGAR
2014-02-21 CONTROL4 CORP (CTRL) Delisted Other (J) −6,000,000 $0 EDGAR
2012-05-14 RESPONSYS INC (MKTG) Delisted Other (J) −1,949,579 $0 EDGAR
2012-03-02 RESPONSYS INC (MKTG) Delisted Other (J) −1,462,184 $0 EDGAR
2010-11-12 Financial Engines, Inc. (FNGN) Delisted Other (J) −1,266,203 $0 EDGAR
2010-09-01 Financial Engines, Inc. (FNGN) Delisted Other (J) −535,761 $0 EDGAR
2009-08-13 ENERNOC INC (ENOC) Delisted Sell (S) −5,625,000 -$145.04M EDGAR
2007-11-20 ENERNOC INC (ENOC) Delisted Sell (S) −3,990,000 -$163.21M EDGAR
Form 4 codes: P = open-market purchase · S = open-market sale · A = grant/award · M = option exercise · F = tax withholding at vest · G = bona-fide gift · D = disposition to issuer · J = other (see filing footnote). Only P / S codes carry directional signal.
Notice (144 / 144/A): Form 144 is a notice of intent to sell restricted/control stock under Rule 144, filed before the sale; 144/A is an amendment. Many notices are pre-scheduled under Rule 10b5-1 plans. A Form 4 with code S typically follows within a few days when the planned sale executes; missing follow-up Form 4s suggest the notice was cancelled or modified.